Board and executive changes

(d) Effective November 4, 2026, the Board of Directors (the “Board”) of The Travelers Companies, Inc. (“Travelers”) increased the number of directors on the Board from nine to ten and elected Lesley Goldwasser as a director to serve until the next annual election of directors by shareholders and until her successor is elected and has qualified. Ms. Goldwasser was also appointed as a member of the Compensation, Investment and Capital Markets and Nominating and Governance Committees of the Board. Ms. Goldwasser is Vice Chairman of GreensLedge Capital Markets LLC (“GreensLedge”), a Raymond James company. Ms. Goldwasser had been a Managing Partner of GreensLedge from 2013 until its acquisition by Raymond James in March 2026. Prior to joining GreensLedge, Ms. Goldwasser was a Managing Director with Credit Suisse Group with global responsibility for the hedge fund strategic services unit.

On November 5, 2026, the Board of Directors of The PNC Financial Services Group, Inc. (the “Corporation”) appointed Alexander E. C. Overstrom, currently Executive Vice President and Head of Retail Banking of the Corporation, to be the Corporation’s Executive Vice President and Chief Financial Officer, effective March 1, 2027. Mr. Overstrom will succeed Robert Q. Reilly, who has accepted the position of Executive Vice Chairman, effective as of the same date. Mr. Overstrom, 42, joined the Corporation in 2014 and assumed his current position in July 2022. Prior to his current role, he held numerous management roles, including Head of Small Business, Deputy Head of Retail Banking, Head of Merchant Services and Chief Operating Officer of Corporate & Institutional Banking and Asset Management. Prior to joining the Corporation, he worked in strategy and investment banking at Goldman Sachs. Mr.

Erie Indemnity Company (the “Company”) announced that Timothy G. NeCastro, its President and Chief Executive Officer, retired November 2, 2026. The Company previously announced that Mr. NeCastro would retire on December 31, 2026. Mr. NeCastro’s retirement date was accelerated for personal reasons. The Company also announced that Brian W. Bolash has been appointed as Interim President and Chief Executive Officer of the Company effective November 3, 2026. Mr. Bolash, age 61, has served as the Company’s Executive Vice President since January 2022, and served as Secretary and General Counsel since October 2019. There is no family relationship between Mr. Bolash and any other executive officer or director of the Company and there are no arrangements or understandings between Mr. Bolash and any other person pursuant to which Mr. Bolash was appointed Interim President and CEO of the Company.

As previously disclosed by Willis Towers Watson Public Limited Company (the “Company”), Joseph Kurpis notified the Company of his intent to retire from his role as the Company’s Principal Accounting Officer and Controller. On November 3, 2026, the Company announced that Steven Alcock, 47, was appointed to succeed Mr. Kurpis as the Principal Accounting Officer and Controller of the Company, effective as of April 1, 2027. Mr. Alcock has served as Head of Finance, International of the Company since January 2022. Since December 2025, Mr. Alcock has also served as Chief Financial Officer of Willis Limited, a regulated U.K. subsidiary of the Company. Prior to holding such roles, Mr. Alcock held several senior accounting and finance leadership roles since he joined the Company in 1997. There are no arrangements or understandings between Mr.

On October 23, 2026, Jodi L. Richard notified U.S. Bancorp (the “Company”) of her resignation from her position as Vice Chair and Chief Risk Officer, effective immediately, to take a position at another publicly traded company. Ms. Richard’s resignation was not due to any disagreement with the Company on any matter relating to the Company’s operations, policies or practices. Troy W. Remington, Executive Vice President and Chief Credit Officer, will serve as the Company’s interim Chief Risk Officer while the Company undertakes a process to select and appoint a successor Chief Risk Officer.

(b) On October 26, 2026, Moira Kilcoyne resigned from her position as a member of the Board of Directors (the “Board”) of Arch Capital Group Ltd. (the “Company”), effective immediately. Her resignation was not because of a disagreement with Arch on any matter relating to Arch’s operations, policies, or practices. The Board and management thank Ms. Kilcoyne for her service and contributions to the Company, informed by her extensive financial services experience, which has supported the business through a period of strong financial performance. 2

Election of New Director On October 21, 2026, Mr. Börje Ekholm was elected to the Board of Directors (the “Board”) of Nasdaq, Inc. (“Nasdaq”), effective as of November 1, 2026, to serve until the earlier of (i) his death, resignation, or removal or (ii) the 2027 Annual Meeting of Shareholders and a successor being duly qualified and elected. The Board has determined that Mr. Ekholm is an independent director. Mr. Ekholm will serve on the Audit & Risk Committee of the Board. Mr. Ekholm was not selected as a director pursuant to any arrangements or understandings with Nasdaq or with any other person. As a non-employee director, Mr. Ekholm will be compensated for his services pursuant to Nasdaq’s Board Compensation Policy, as amended and restated on June 11, 2025 and filed as Exhibit 10.1 to Nasdaq’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2025. Mr.

On October 26, 2026, Brian J. Lee was appointed to the Board of Directors (the “ Board ”) of KKR & Co. Inc. (the “ Company ”). Mr. Lee will also serve on the Audit Committee and Risk Committee of the Board. Mr. Lee will participate in the non-executive director cash and equity compensation arrangements for Board, Audit Committee, and Risk Committee members described in the Company’s Annual Report on Form 10-K for the year ended December 31, 2025, which will be prorated based on his date of appointment. On October 26, 2026, Mr. Lee also entered into the Company’s customary indemnification agreement for non-executive directors.

Director Appointment On October 22, 2026, the board of directors of Fiserv, Inc. (the “Company”) appointed Raj Seshadri to the board of directors of the Company effective November 30, 2026. The Company’s board of directors has determined that Ms. Seshadri is independent under relevant securities exchange rules and the rules and regulations of the U.S. Securities Exchange Act of 1934, as amended (the “Exchange Act”). Ms. Seshadri, age 61, has served as Senior Strategic Advisor to the CEO of Mastercard Incorporated (“Mastercard”), a global payments company, since August 2026, and previously served as Chief Commercial Payments Officer of Mastercard from 2024 to 2026, President, Data and Services of Mastercard from 2020 to 2024, and President, U.S. Issuers of Mastercard from 2016 to 2020. Prior to joining Mastercard, Ms.

(b) On October 21, 2026, Bronislaw E. Masojada notified the Board of Directors (the “Board”) of Brown & Brown, Inc. (the “Company”) of his decision to resign from the Board and from each of the Board’s Audit Committee and Compensation Committee, in each case effective immediately, due to obligations associated with his election to serve as the 698th Lord Mayor of the City of London beginning in November 2026. Mr. Masojada’s decision to resign from the Board was not due to any disagreement with the Company on any matter relating to the Company’s operations, policies or practices.

On October 21, 2026, the Board of Directors (the Board) of Citigroup Inc. (Citigroup) elected James Flanagan as a director of Citigroup and appointed him to the Board’s Audit Committee. He will also be appointed a Board member of Citibank, N.A. Mr. Flanagan served in various roles at PricewaterhouseCoopers LLP, including serving as Chief Operating Officer and Vice Chairman from 2014 to 2021. The Board determined that Mr. Flanagan is independent in accordance with the director independence standards established under Citigroup’s Corporate Governance Guidelines, which are intended to comply with the New York Stock Exchange corporate governance rules, and other applicable laws, rules, and regulations. There are no family relationships between Mr. Flanagan and any officer or other director of Citigroup or any related party transactions involving Mr. Flanagan and Citigroup.

On October 21, 2026, the Board of Directors (the “Board”) of Bank of America Corporation (the “Corporation”) increased the size of the Board from 12 directors to 14 directors and appointed James Fitterling and William Thomas to serve on the Board, effective immediately. Mr. Fitterling was appointed to serve as a member of the Enterprise Risk Committee and the Compensation and Human Capital Committee, and Mr. Thomas was appointed to serve as a member of the Audit Committee and Corporate Governance Committee. Mr. Fitterling is Executive Chairman of the Board of Directors and former President and Chief Executive Officer of Dow Inc. and Mr. Thomas is the former Global Chairman and Chief Executive Officer of KPMG International Limited. For their service on the Board and its committees, Messrs.

New Director Appointment On October 20, 2026, the Board of Directors (the “Board”) of Apollo Global Management, Inc. (“AGM”) (i) voted to increase the size of the Board to fourteen (14) directors and (ii) appointed Mr. Meyer “Micky” Malka to fill the resulting vacancy. Both the Board size increase and Mr. Malka’s appointment to the Board will be effective as of January 1, 2027. The Board has determined that Mr. Malka is an independent director as defined by the listing standards of the New York Stock Exchange. There are no actual or proposed transactions between Mr. Malka or any of his related persons and AGM that would require disclosure under Item 404(a) of Regulation S-K. Mr. Malka is expected to enter into a standard indemnification agreement in substantially the same form that AGM has entered into with its other non-employee directors.

On October 20, 2026, the Board of Directors (the “Board”) of Northern Trust Corporation (the “Corporation”) appointed Rima Qureshi as a director of the Corporation. Ms. Qureshi was also appointed as a director of The Northern Trust Company, the Corporation’s principal subsidiary, on such date. The Corporation’s Board appointed Ms. Qureshi to the Risk Committee and the Technology and Operations Committee of the Board, effective October 20, 2026. As a member of the Corporation’s Board, Ms. Qureshi will participate in the Corporation’s Non-Employee Director Compensation Plan and be eligible to participate in the Corporation’s 2018 Deferred Compensation Plan for Non-Employee Directors, each of which is described in the Corporation’s most recent proxy statement. Ms.

As previously disclosed, on August 11, 2026, the Board of Directors (the “Board”) of The Bank of New York Mellon Corporation (the “Company”) elected Vikram Malhotra as an independent member of the Board, effective October 1, 2026. This Current Report on Form 8-K/A amends the Current Report on Form 8-K filed with the Securities and Exchange Commission on August 13, 2026, to disclose Mr. Malhotra’s committee assignments, which had not been determined at the time of Mr. Malhotra’s election to the Board. On October 13, 2026, the Board appointed Mr. Malhotra to its Risk Committee and Finance Committee, effective immediately. 2

On October 16, 2026, Truist Financial Corporation (“Truist”) announced that Dontá L. Wilson, Senior Executive Vice President and Chief Consumer and Small Business Banking Officer, will be leaving Truist effective December 31, 2026. Mr. Wilson is entitled to the benefits for an involuntary separation not for cause, as previously disclosed in Truist’s proxy statement for its 2026 annual meeting of shareholders, subject to his execution and non-revocation of a release of claims and compliance with applicable restrictive covenants.

(b) On October 9, 2026, in connection with his planned retirement from Blackstone Inc. (the “Company”), Joseph Baratta notified the Company’s board of directors (the “Board”) of his intention to resign from his position as a director of the Board effective December 31, 2026 (the “Effective Date”). In connection therewith, as of the Effective Date, the size of the Board will be reduced from eight members to seven members. Mr. Baratta will continue to serve as a director of the Board until the Effective Date.

3 SIGNATURES 4 2 Item 5.02, “Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers” On October 12, 2026, Jorge Bermudez, who has served as a member of the Board of Directors (the “Board”) of Moody’s Corporation (the “Company”) since April 19, 2011, informed the Company of his intention to retire from the Board, effective October 12, 2026. Mr. Bermudez’s retirement did not result from any disagreement with the Company, its management, or the Board on any matter. The Company and the Board express their sincere appreciation to Mr. Bermudez for his years of distinguished service and leadership. Following Mr. Bermudez’s retirement and Mr. Keith Demmings’ election, the size of the Company’s Board will remain at ten.

On October 9, 2026, State Street Corporation’s Board of Directors elected Alexander Vollert as an independent director of the corporation. Dr. Vollert has also been appointed as a member to the Board’s Technology and Operations Committee and its Risk Committee effective the date of his election to the Board. There are no arrangements or understandings between Dr. Vollert and any other persons pursuant to which Dr. Vollert was elected as a director of the corporation. Dr. Vollert will be entitled to a pro rata share of the 2026-2027 $110,000 annual retainer and $235,000 common stock retainer and to other director compensation arrangements under terms consistent with those previously disclosed in Exhibit 10.9 to State Street’s annual report on Form 10-K for the year ended December 31, 2025.