NTRS · Nasdaq

Northern Trust

Asset Management & Custody Banks · Chicago, Illinois · founded 1889

Board members
13
CEO
Michael O'Grady
Insider buys, 12 mo
$309K
Insider sales, 12 mo
$14.2M

Board of directors (13)

Directors with a Section 16 filing in the last 13 months. “Since” is the first filing as a director; SEC data sets start in 2016.

Michael O'Grady
Chairman and CEOsince Jan 2017+1 S&P board
Dean M. Harrison
Directorsince 2016 or earlier
Charles A. Tribbett
Directorsince 2016 or earlier
Susan Crown
Directorsince 2016 or earlier+1 S&P board
David Byron Smith, Jr.
Directorsince Apr 2016+1 S&P board
Donald Thompson
Directorsince Apr 2016+1 S&P board
Martin P. Slark
Directorsince Apr 2016
Jay L. Henderson
Directorsince Jul 2016+1 S&P board
Siddharth N. Mehta
Directorsince Jan 2019+1 S&P board
Marcy S. Klevorn
Directorsince Jan 2019+1 S&P board
Chandra Dhandapani
Directorsince May 2024
Richard Petrino
Directorsince Jan 2025
Robert Edward Moritz, Jr.
Directorsince Mar 2025+2 S&P boards

Executive officers (13)

Michael O'Grady
Chairman and CEOsince 2016 or earlier
David W. Fox, Jr.
EVP & Chief Financial Officersince Oct 2024
Steven L. Fradkin
Vice Chairmansince 2016 or earlier
Peter Cherecwich
Chief Operating Officersince 2016 or earlier
Susan Cohen Levy
EVP and General Counselsince 2016 or earlier
Thomas A. South
Executive Vice Presidentsince Sep 2018
Jason J. Tyler
President/Wealth Managementsince Jan 2020
Alexandria Taylor
Chief Administrative Officersince Oct 2022
John Landers
Controllersince Dec 2023
Clive Bellows
Co-President Asset Servicingsince Aug 2024
Aengus Hallinan
Executive Vice Presidentsince Jun 2025
Michael Hunstad
President/Asset Managementsince Sep 2025
Guy Gibson
Co-President Asset Servicingsince Jan 2026

Company facts

Chair
Michael O'Grady
In S&P 500 since
Jan 1998
Incorporated in
DE
Fiscal year ends
December
SEC industry
State Commercial Banks
SEC filings
EDGAR

Connections to other S&P 500 companies

Current directors and officers who also hold a role at another S&P 500 company.

Major holders (5% or more)

Latest Schedule 13D/13G filing per holder. Holders that reported falling below 5% are not shown. Index funds usually report once a year.

No 5% holder filings parsed yet for this company.

Insider trades

Open-market purchases and sales reported on Form 4. Grants, option exercises and tax withholding are excluded.

Buys, 12 mo
$309K
5 trades · 2 insiders
Sales, 12 mo
$14.2M
16 trades · 8 insiders
Net, 12 mo
-$13.9M
Data through
Oct 30, 2026
latest trade shown
DateInsiderTypeSharesPriceValue
Oct 30, 2026Robert Edward Moritz, Jr.
Director
Buy236$169.07$40K
Oct 26, 2026Susan Cohen Levy
EVP and General Counsel
Sale3,922$168.69$662K
Oct 23, 2026Susan Cohen Levy
EVP and General Counsel
Sale16,984$168.15$2.9M
Aug 24, 2026Thomas A. South
Executive Vice President
Sale1,800$184.90$333K
Jul 29, 2026Robert Edward Moritz, Jr.
Director
Buy255$179.57$46K
Jun 3, 2026Aengus Hallinan
Executive Vice President
Sale2,555$167.10$427K
Jun 3, 2026Aengus Hallinan
Executive Vice President
Sale1,113$167.96$187K
May 1, 2026Robert Edward Moritz, Jr.
Director
Buy225$166.41$37K
Apr 29, 2026David W. Fox, Jr.
EVP & Chief Financial Officer
Sale13$165.74$2K
Apr 28, 2026David W. Fox, Jr.
EVP & Chief Financial Officer
Sale19,987$166.16$3.3M
Apr 24, 2026Clive Bellows
Co-President Asset Servicing
Sale2,800$165.02$462K
Mar 5, 2026Guy Gibson
Co-President Asset Servicing
Sale3,009$142.39$428K
Mar 4, 2026David W. Fox, Jr.
EVP & Chief Financial Officer
Sale3,255$143.89$468K
Feb 25, 2026David W. Fox, Jr.
EVP & Chief Financial Officer
Sale1,450$144.05$209K
Feb 12, 2026Guy Gibson
Co-President Asset Servicing
Sale1,043$147.43$154K
Feb 12, 2026Clive Bellows
Co-President Asset Servicing
Sale1,148$145.26$167K
Feb 5, 2026Richard Petrino
Director
Buy1,000$148.91$149K
Feb 2, 2026Robert Edward Moritz, Jr.
Director
Buy245$151.85$37K
Jan 26, 2026Peter Cherecwich
Chief Operating Officer
Sale25,000$149.62$3.7M
Dec 11, 2025Thomas A. South
Executive Vice President
Sale5,000$139.03$695K
Nov 17, 2025John Landers
Controller
Sale766$124.35$95K
Nov 6, 2025Steven L. Fradkin
Vice Chairman
Sale4,688$128.00$600K
Nov 6, 2025Steven L. Fradkin
Vice Chairman
Sale4,688$128.00$600K
Nov 4, 2025Robert Edward Moritz, Jr.
Director
Buy3,891$128.57$500K
Nov 4, 2025Susan Cohen Levy
EVP and General Counsel
Sale7,177$128.74$924K

Board and executive changes

Every 8-K with Item 5.02 (departure, election or appointment of directors and officers). The text is the first paragraph of the item.

  1. Oct 20, 2026

    On October 20, 2026, the Board of Directors (the “Board”) of Northern Trust Corporation (the “Corporation”) appointed Rima Qureshi as a director of the Corporation. Ms. Qureshi was also appointed as a director of The Northern Trust Company, the Corporation’s principal subsidiary, on such date. The Corporation’s Board appointed Ms. Qureshi to the Risk Committee and the Technology and Operations Committee of the Board, effective October 20, 2026. As a member of the Corporation’s Board, Ms. Qureshi will participate in the Corporation’s Non-Employee Director Compensation Plan and be eligible to participate in the Corporation’s 2018 Deferred Compensation Plan for Non-Employee Directors, each of which is described in the Corporation’s most recent proxy statement. Ms.

    Read the 8-K filing
  2. Sep 29, 2026

    On September 28, 2026, David W. Fox, Jr., Chief Financial Officer of Northern Trust Corporation (the “Corporation”), informed the Corporation that he plans to retire, effective on or around March 31, 2027. In preparation for Mr. Fox’s retirement next year, the Corporation plans to conduct a search for its next Chief Financial Officer.

    Read the 8-K filing
  3. Sep 3, 2025

    (b) On September 3, 2025, Northern Trust Corporation (the “Corporation”) announced that Michael Hunstad will replace Daniel E. Gamba as President – Asset Management, effective immediately. Mr. Hunstad has held a range of senior leadership roles at Northern Trust including most recently serving as Global Co-Chief Investment Officer. A copy of the Corporation’s press release related to the events described in this

    Read the 8-K filing
  4. Feb 21, 2025

    (d) Northern Trust Corporation (the “Corporation) hereby amends its: • Form 8-K filed on May 29, 2024, to report that on February 19, 2025, the Board of Directors (the “Board”) of the Corporation appointed Chandra Dhandapani to the Business Risk Committee of the Board; and • Form 8-K filed on January 22, 2025, to report that on February 19, 2025, the Board of the Corporation appointed Robert E. Moritz and Richard M. Petrino to the Audit Committee of the Board. As of the respective dates on which each of these Forms 8-K were originally filed, the Board had not yet determined the committees to which Ms. Dhandapani and Messrs. Moritz and Petrino would be appointed.

    Read the 8-K filing
  5. Jan 22, 2025

    (d) On January 22, 2025, the Board of Directors of Northern Trust Corporation (the “Corporation”) elected Robert Moritz and Richard Petrino as directors of the Corporation, effective March 1, 2025 and January 22, 2025, respectively. On January 22, 2025, Messrs. Moritz and Petrino were also elected as directors of The Northern Trust Company, the Corporation’s principal subsidiary, with effective dates identical to those applicable to their service as directors of the Corporation. The Corporation’s Board of Directors has not yet determined to which committees of the Board Messrs. Moritz and Petrino will be named. As members of the Corporation’s Board of Directors, Messrs.

    Read the 8-K filing
  6. Sep 10, 2024

    On September 10, 2024, Northern Trust Corporation (the “Corporation”) announced the following changes to its leadership structure, each effective October 1, 2024: • Peter B. Cherecwich, currently President – Asset Servicing, will become Chief Operating Officer; • Teresa A. Parker, who had most recently served as President – Europe, Middle East, and Africa, will become President –Asset Servicing; • Steven L. Fradkin, currently President – Wealth Management, will become Vice Chairman; • Jason J. Tyler, currently Chief Financial Officer, will become President – Wealth Management; • David W. Fox, Jr., currently President – Global Family & Private Investment Offices, will become Chief Financial Officer; Each of these officers will serve for the term provided in the Corporation’s By-laws. Mr. Cherecwich, age 59, has served as President – Asset Servicing since 2017. Prior to that, Mr.

    Read the 8-K filing
  7. May 29, 2024

    (d) On May 29, 2024, the Board of Directors of Northern Trust Corporation (the “Corporation”) elected Chandra Dhandapani as a director of the Corporation. Ms. Dhandapani also was elected as a director of The Northern Trust Company, the Corporation’s principal subsidiary, on such date. The Corporation’s Board of Directors has not yet determined to which committees of the Board Ms. Dhandapani will be named. As a member of the Corporation’s Board of Directors, Ms. Dhandapani will participate in the Corporation’s Non-Employee Director Compensation Plan and be eligible to participate in the Corporation’s 2018 Deferred Compensation Plan for Non-Employee Directors, each of which is described in the Corporation’s most recent proxy statement. Ms.

    Read the 8-K filing
  8. Dec 6, 2023

    On December 6, 2023, the Board of Directors (the “Board”) of Northern Trust Corporation (the “Corporation”) elected John P. Landers to serve as Controller of the Corporation, effective that day. Mr. Landers will assume the role of Controller from Lauren E. Allnutt, who will serve as Chief Audit Executive. Each of these officers will serve for the term provided in the Corporation’s By-laws. Mr. Landers, age 51, first joined Northern Trust in 2003 and has served as Chief Productivity Officer since January 2023. Mr. Landers previously served as Chief Financial Officer of Asset Servicing from 2015 to January 2023.

    Read the 8-K filing
  9. May 3, 2022

    On May 3, 2022, Northern Trust Corporation (the “Corporation”) announced that Shundrawn A. Thomas, Executive Vice President and President—Asset Management, will be resigning from that position effective June 1, 2022 in order to pursue an outside entrepreneurial opportunity. In connection with his resignation, Mr. Thomas and the Corporation entered into a Transition Agreement (the “Agreement”) on May 3, 2022. Pursuant to the Agreement, provided that Mr. Thomas remains “retired from the industry” (as defined in the terms and conditions of his equity awards, as amended by the Agreement), a portion of Mr.

    Read the 8-K filing
  10. Oct 25, 2019

    (c) Northern Trust Corporation (the “Corporation”) hereby amends its Form 8-K filed on September 18, 2019, to report that, on October 21, 2019, the Compensation and Benefits Committee (the “Committee”) of the Corporation’s Board of Directors approved an increase in Jason J. Tyler’s annual base salary to $500,000, effective upon his assumption of the role of Chief Financial Officer of the Corporation on January 1, 2020. Effective January 1, 2020, Mr. Tyler also will be eligible to participate in the incentive compensation programs provided to the Corporation’s other named executive officers, as well as the Corporation’s Executive Change in Control Severance Plan, each of which is described in the Corporation’s most recent proxy statement filed with the U.S. Securities and Exchange Commission.

    Read the 8-K filing
  11. Sep 18, 2019

    On September 18, 2019, Northern Trust Corporation (the “Corporation”) announced that S. Biff Bowman, Executive Vice President and Chief Financial Officer, will be stepping down as Chief Financial Officer of the Corporation, effective January 1, 2020, and retiring from the Corporation on February 28, 2020. Jason J. Tyler, age 48, will assume the role of Chief Financial Officer, effective January 1, 2020. Mr. Tyler joined Northern Trust in 2011 and has served as Chief Financial Officer of its Wealth Management business since 2018. Mr. Tyler previously served as Global Head of the Institutional Group within the organization’s Asset Management business from 2014 to 2018 and as Global Head of Strategy from 2011 to 2014. Mr. Tyler is currently a director of Treehouse Foods, Inc. and previously served as a director of Multi Packaging Solutions International Limited. Mr.

    Read the 8-K filing
  12. Apr 29, 2019

    On April 23, 2019, the Board of Directors (the “Board”) of Northern Trust Corporation (the “Corporation”) elected Lauren E. Allnutt to serve as Controller of the Corporation, effective May 1, 2019. Ms. Allnutt will assume the role of Controller from Aileen B. Blake, who will serve as Head of Management Reporting, Planning, and Analysis and Finance Operations. Each of these officers will serve for the term provided in the Corporation’s By-laws. Ms. Allnutt, age 42, joined Northern Trust in 2008 and has served as manager of the Global Financial Control team since 2014. Ms. Allnutt previously led the International Accounting Policy and Control team from 2013 to 2014.

    Read the 8-K filing
  13. Feb 19, 2019

    (d) Northern Trust Corporation (the “Corporation”) hereby amends its Form 8-K filed on January 22, 2019 to report that, on February 19, 2019, the Board of Directors (the “Board”) of the Corporation appointed Marcy S. Klevorn to the Audit and Business Risk Committees of the Board and Siddharth N. (Bobby) Mehta to the Business Risk and Capital Governance Committees of the Board. As of January 22, 2019, the Board had not yet determined the committees to which Ms. Klevorn and Mr. Mehta would be appointed.

    Read the 8-K filing
  14. Jan 22, 2019

    (d) On January 22, 2019, the Board of Directors of Northern Trust Corporation (the “Corporation”) elected Marcy S. Klevorn and Siddharth N. (Bobby) Mehta as directors of the Corporation. Ms. Klevorn and Mr. Mehta also were elected as directors of The Northern Trust Company, the Corporation’s principal subsidiary, on such date. The Corporation’s Board of Directors has not yet determined to which committees of the Board Ms. Klevorn and Mr. Mehta will be named. As members of the Corporation’s Board of Directors, Ms. Klevorn and Mr. Mehta will participate in the Corporation’s Non-Employee Director Compensation Plan and be eligible to participate in the Corporation’s 2018 Deferred Compensation Plan for Non-Employee Directors, each of which is described in the Corporation’s most recent proxy statement. Ms. Klevorn and Mr.

    Read the 8-K filing
  15. Nov 13, 2018

    On November 13, 2018, Northern Trust Corporation (the “Corporation”) announced that Frederick H. Waddell, the Chairman of the Board of Directors of the Corporation, will retire from the positions of Chairman and Director, effective January 23, 2019. The Board of Directors of the Corporation appointed Michael G. O’Grady, a current Director and the President and Chief Executive Officer of the Corporation, to the position of Chairman, effective January 23, 2019. Mr. O’Grady will retain his current responsibilities as President and Chief Executive Officer of the Corporation. A copy of the Corporation’s press release announcing Mr. Waddell’s retirement and Mr. O’Grady’s appointment as Chairman is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

    Read the 8-K filing
Show 8 older changes
  1. Jul 11, 2018

    On July 10, 2018, Jana R. Schreuder, Executive Vice President and Chief Operating Officer of Northern Trust Corporation (the “Corporation”), notified the Corporation of her decision to retire from her current role, effective August 31, 2018. A copy of the Corporation’s press release announcing Ms. Schreuder’s decision is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

    Read the 8-K filing
  2. Oct 18, 2017

    On October 17, 2017, Frederick H. Waddell informed the Board of Directors (the “Board”) of Northern Trust Corporation (the “Corporation”) that he will be stepping down from the position of Chief Executive Officer of the Corporation, effective January 1, 2018. Following such time, Mr. Waddell will continue to serve as Chairman of the Corporation. The Board has elected Michael G. O’Grady to succeed Mr. Waddell as Chief Executive Officer, effective January 1, 2018, in addition to maintaining his current role as President of the Corporation. Effective January 1, 2018, Mr. O’Grady’s base salary will be increased to $900,000 to reflect his new role. Mr. Waddell and Mr. O’Grady will serve in each of their respective officer roles for the term provided in the Corporation’s By-laws. A copy of the Corporation’s press release related to the events described in this

    Read the 8-K filing
  3. Apr 28, 2017

    On April 25, 2017, the Board of Directors (the “Board”) of Northern Trust Corporation (the “Corporation”) approved the issuance to each officer of the Corporation or its subsidiaries party to an Employment Security Agreement (Tier 1) or an Employment Security Agreement (Tier 2) (collectively, the “Employment Security Agreements”) with the Corporation, including each of the Corporation’s named executive officers, a notice of termination of such agreement. Each Employment Security Agreement provides for certain separation benefits in the event the officer party to such agreement experiences a qualifying termination of employment in connection with a change in control of the Corporation.

    Read the 8-K filing
  4. Apr 26, 2017

    At the 2017 annual meeting of stockholders (the “2017 Annual Meeting”) of Northern Trust Corporation (the “Corporation”) held on April 25, 2017, the Corporation’s stockholders approved the Northern Trust Corporation 2017 Long-Term Incentive Plan (the “2017 Plan”), which previously had been approved by the Corporation’s Board of Directors (the “Board”) subject to stockholder approval. The following paragraphs provide a summary of certain terms of the 2017 Plan.

    Read the 8-K filing
  5. Mar 29, 2017

    On March 28, 2017, the Board of Directors (the “Board”) of Northern Trust Corporation (the “Corporation”) elected Aileen B. Blake to serve as Controller of the Corporation, effective May 15, 2017. Ms. Blake will assume the role of Controller from Jane B. Karpinski, who was elected by the Board to serve as General Auditor of the Corporation, also effective May 15, 2017. Each of these officers will serve for the term provided in the Corporation’s By-laws. Ms. Blake, age 49, will retain her current responsibilities as Executive Vice President, Finance - Planning & Strategy, a position she has held since 2015. Ms. Blake previously served as the Corporation’s Head of Enterprise Productivity from 2011 to 2015 and as Controller from 2004 to 2011.

    Read the 8-K filing
  6. Nov 15, 2016

    On November 15, 2016, the Board of Directors (the “Board”) of Northern Trust Corporation (the “Corporation”) elected Michael G. O’Grady to serve as President of the Corporation, effective January 1, 2017. Mr. O’Grady will assume the role of President from Frederick H. Waddell, who will continue to serve as Chairman and Chief Executive Officer of the Corporation. Mr. O’Grady also was elected to the Board of Directors of the Corporation, effective January 1, 2017. Mr. O’Grady, age 51, will retain his current responsibilities as President, Corporate & Institutional Services of the Corporation. Mr. O’Grady will serve in such officer roles for the term provided in the Corporation’s By-laws. A copy of the Corporation’s press release announcing the events described above is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

    Read the 8-K filing
  7. Jul 19, 2016

    On July 19, 2016, the Board of Directors (the “Board”) of Northern Trust Corporation (the “Corporation”) elected William L. Morrison, currently President of the Corporation, to serve as Vice-Chairman, effective October 1, 2016. On July 19, 2016, the Board also elected Frederick H. Waddell, currently Chairman and Chief Executive Officer of the Corporation, to serve as President, effective October 1, 2016, in addition to maintaining his current roles. Each of these officers will serve for the term provided in the Corporation’s By-laws. A copy of the Corporation’s press release announcing the events described above is attached hereto as Exhibit 99.1.

    Read the 8-K filing
  8. Apr 21, 2016

    (d) On April 19, 2016, the Board of Directors of Northern Trust Corporation (the “Corporation”) elected Jay L. Henderson as a director of the Corporation, effective July 18, 2016, following his retirement from PricewaterhouseCoopers LLP on June 30, 2016 . Mr. Henderson also was elected as a director of The Northern Trust Company (the “Bank”), the Corporation’s principal subsidiary, effective July 18, 2016. Mr. Henderson is expected to serve on the Business Risk and Capital Governance Committees of the Corporation’s Board of Directors upon commencement of his service as director. Kathleen Finley has been employed by the Bank since 2005 and is Mr. Henderson’s daughter. Ms. Finley serves as Vice President on the Client and Partner Experience team and received compensation of approximately $200,000, including salary and short- and long-term incentives, for fiscal year 2015.

    Read the 8-K filing

Proxy statements (DEF 14A): 2026 · 2025 · 2024 · 2023 · 2022 · 2021

Share price

$172.76+162% since 2016 board/officer change filed
63.8512418420172019202120232025

Annual financials

From the company's 10-K XBRL data (SEC companyfacts).

Fiscal yearRevenueNet incomeMarginDiluted EPSTotal assets
FY2025$8.1B$1.7B21.5%$8.74$177.1B
FY2024$8.3B$2.0B24.5%$9.77$155.5B
FY2023$6.8B$1.1B16.3%$5.08$150.8B
FY2022$6.8B$1.3B19.8%$6.14$155.0B
FY2021$6.5B$1.5B23.9%$7.14$183.9B
FY2020$6.1B$1.2B19.8%$5.46$170.0B
FY2019$6.1B$1.5B24.6%$6.63$136.8B
FY2018$6.0B$1.6B26.1%$6.64$132.2B

Former directors and officers (25)

People who stopped filing as an insider of this company. “Last filing” is the last Form 3/4/5, an upper bound on when they left.

Show the list
Rima Qureshi
DirectorOct 2026 – Oct 2026
Teresa Parker
President/Asset ServicingJun 2017 – Aug 2025
Kelley Conway
Executive Vice PresidentOct 2024 – May 2025
Linda Bynoe
Director2016 or earlier – Apr 2025
Daniel Gamba
President / Asset ManagementApr 2023 – Apr 2025
Jane Karpinski
Executive Vice President2016 or earlier – Mar 2025
Mark C. Gossett
Executive Vice PresidentFeb 2020 – Mar 2025
Charles D. Powell
InsiderApr 2016 – Apr 2024
Becerra Jose Luis Prado
Director2016 or earlier – Apr 2024
Lauren E. Allnutt
EVP & ControllerMay 2019 – Mar 2023
Joyce St Clair
Executive Vice President2016 or earlier – Mar 2022
Shundrawn A. Thomas
President / Asset ManagementOct 2017 – Mar 2022
Thomas E. Richards
Director2016 or earlier – Oct 2021
Robert P. Browne
EVP & Chief Investment Officer2016 or earlier – May 2021
Wilson Leech
EVP/Chief Risk Officer2016 or earlier – Jan 2020
Biff Bowman
EVP & Chief Financial Officer2016 or earlier – Dec 2019
John W. Rowe
DirectorApr 2016 – Apr 2019
Aileen B. Blake
EVP & ControllerMay 2017 – Mar 2019
Frederick H. Waddell
Chairman2016 or earlier – Feb 2019
Stephen N. Potter
Vice Chairman2016 or earlier – Dec 2018
William L. Morrison
Vice Chairman2016 or earlier – Dec 2018
Jana R. Schreuder
COO2016 or earlier – Aug 2018
Jeffrey D. Cohodes
Executive Vice President2016 or earlier – May 2018
Susan Gillian Pembleton
EVP/Human Resources2016 or earlier – Feb 2018
Dipak C. Jain
Director2016 or earlier – Apr 2017
Northern Trust (NTRS) board, executives and insiders | USBoard