Person

Dawn M. Brockman

SVP AND CONTROLLER, Ameriprise Financial

Current S&P 500 boards
0
Current roles
1
Open-market buys
$0
Open-market sales
$684K

Current roles

From Section 16 filings (Forms 3, 4 and 5) in the last 13 months.

Past roles

“Last filing” is the latest Form 3/4/5 for that company, an upper bound on the end date.

None on record since 2016.

Sits alongside

People who currently share a board or management team with this person.

Open-market trades

Purchases and sales reported on Form 4 at S&P 500 companies.

DateCompanyTypeSharesPriceValue
Aug 10, 2026AMPSale472$558.93$264K
Nov 6, 2024AMPSale350$560.12$196K
Mar 26, 2024AMPSale224$434.13$97K
Dec 27, 2022AMPSale410$310.63$127K

SEC reporting-owner ID (CIK) 1937010 · all filings on EDGAR

Dawn M. Brockman (AMP) | USBoard