Ameriprise Financial

Current directors and officers who also hold a role at another S&P 500 company.

• Christopher J. WilliamsCLX · DirectorUNP · Director
• Glynis BryanPNW · Director
• Liane J. PelletierEXPD · Director

Latest Schedule 13D/13G filing per holder. Holders that reported falling below 5% are not shown. Index funds usually report once a year.

No 5% holder filings parsed yet for this company.

Open-market purchases and sales reported on Form 4. Grants, option exercises and tax withholding are excluded.

Every 8-K with Item 5.02 (departure, election or appointment of directors and officers). The text is the first paragraph of the item.

1. May 20, 2026

   On May 20, 2026, Ameriprise Financial, Inc. (the “Company”) announced that William Davies, Executive Vice President and Global Chief Investment Officer, has made the decision to retire from the Company on June 30, 2026.

   Read the 8-K filing
2. Feb 12, 2026

   On February 12, 2026, Ameriprise Financial, Inc. (the “Company”) announced that Joseph E. Sweeney, President, Advice & Wealth Management Products & Service Delivery, has made the decision to retire from the Company on April 3, 2026.

   Read the 8-K filing
3. Nov 12, 2025

   On November 12, 2025, upon the recommendation of its Nominating and Governance Committee, the Board of Ameriprise Financial, Inc. (the “Company”) appointed Liane J. Pelletier as a director of the Company effective immediately. Ms. Pelletier will join the Company’s Audit and Risk Committee on the same date. Ms. Pelletier served as the chair, chief executive officer and president of Alaska Communications Systems Group, a telecommunications and technology services provider, from 2003 to 2011. Prior to that, she held senior roles at Sprint Corporation, including Senior Vice President of Corporate Strategy and Business Development. Ms. Pelletier has served as a director of Expeditors International of Washington, Inc. since 2013 and Frontdoor, Inc. since 2018, and she served as a director of Switch, Inc. from 2020-2022, and ATN International, Inc. from 2012-2023. Ms.

   Read the 8-K filing
4. Feb 20, 2025

   On February 20, 2025, upon the recommendation of its Nominating and Governance Committee, the Board of the Company appointed Glynis A. Bryan as a director of the Company to be effective March 1, 2025. Ms. Bryan has also been appointed as a member of the Company’s Audit and Risk Committee, effective on the same date. Ms. Bryan served as the Chief Financial Officer of Insight Enterprises Inc. (NASDAQ: NSIT), a global software and technology solutions integrator, from 2007 through 2024. Prior to joining Insight, she served as the Executive Vice President and Chief Financial Officer of Swift Transportation, Co., and as Chief Financial Officer of APL Logistics. Ms. Bryan also held senior finance roles at Ryder Systems, Inc. Ms. Bryan has served as a director of Pinnacle West Capital Corporation since 2020 and Wesco International, Inc.

   Read the 8-K filing
5. Apr 28, 2023

   On February 23, 2023, the Board of Directors (the “Board”) of Ameriprise Financial, Inc. (the “Company”) adopted the Ameriprise Financial 2005 Incentive Compensation Plan, as amended and restated (the “2023 Restated Plan”), subject to shareholder approval. At the 2023 Annual Meeting of Shareholders of the Company held on April 26, 2023 (the “Annual Meeting”), the Company’s shareholders approved the 2023 Restated Plan. A description of the material terms and conditions of the 2023 Restated Plan is set forth in the section entitled “ Item 4 — To Approve the Ameriprise Financial 2005 Incentive Compensation Plan, as Amended and Restated ” on pages 44 – 51 of the Company’s definitive proxy statement relating to the Annual Meeting filed with the Securities and Exchange Commission on March 17, 2023, which description is incorporated herein by reference.

   Read the 8-K filing
6. Sep 12, 2022

   On September 7, 2022, Lon Greenberg submitted notice of his resignation from the Board of Directors (“Board”) of Ameriprise Financial, Inc. (the “Company”) effective as of September 14, 2022. Mr. Greenberg informed the Board that he is resigning to focus on personal commitments and that his resignation is not the result of any disagreement with the Company. On September 9, 2022, upon the recommendation of its Nominating and Governance Committee, the Board of the Company appointed Armando Pimentel, Jr. as a director of the Company to be effective September 15, 2022. Mr. Pimentel has also been appointed as a member of the Company’s Audit and Risk Committee. Mr. Pimentel, 60, previously served from October 2011 to March 2019 as president and chief executive officer of NextEra Energy Resources, a subsidiary of NextEra Energy, Inc., a leading provider of sustainable energy generation.

   Read the 8-K filing
7. Jun 27, 2022

   On March 16, 2022, Ameriprise Financial, Inc. announced that John Hutt, Senior Vice President, Corporate Finance, Controller, and Principal Accounting Officer was promoted to Executive Vice President – Finance and would continue to serve as Principal Accounting Officer until his replacement was determined. On June 21, 2022, the Company announced that Dawn Brockman will assume the role of Interim Controller and Principal Accounting Officer on July 1, 2022. Ms. Brockman, age 49, has served as the Company’s Vice President Finance - Controllership since November 2019 and previously served as Vice President Finance – Advice & Wealth Management from October 2013 to November 2019.

   Read the 8-K filing
8. Mar 18, 2022

   On March 16, 2022, Ameriprise Financial, Inc. announced that John Hutt, Senior Vice President, Corporate Finance, Controller, and Principal Accounting Officer has been promoted to Executive Vice President – Finance and will be transitioning from his role as Controller later this year. Mr. Hutt will continue to serve as our Principal Accounting Officer until his replacement is determined.

   Read the 8-K filing
9. Jun 30, 2021

   On June 30, 2021, Columbia Threadneedle Investments, the global asset management group of Ameriprise Financial, Inc. (the “Company”), announced that Colin Moore, Executive Vice President, Chief Investment Officer, will retire from his position at the Company in January 2022.

   Read the 8-K filing
10. Aug 20, 2019

    As previously reported, on June 1, 2019, Brian T. Shea was appointed as a director of the Company effective as of June 1, 2019. On August 15, 2019, the Board appointed Mr. Shea to serve on the Audit Committee effective as of October 1, 2019.

    Read the 8-K filing
11. Jun 3, 2019

    On June 1, 2019, upon the recommendation of its Nominating and Governance Committee, the Board of Directors (“Board”) of Ameriprise Financial, Inc. (“Company”) appointed Brian T. Shea as a director of the Company effective as of June 1, 2019. The Board has not yet made a determination regarding any committee assignments for Mr. Shea. Mr. Shea, 58, previously served as Vice Chairman and Chief Executive Officer of Investment Services for BNY Mellon (where he also oversaw global technology and operations). He previously held a variety of executive roles at Pershing, LLC, a BNY Mellon company, including Chairman, CEO, President and COO. Mr.

    Read the 8-K filing
12. May 21, 2019

    On January 9, 2019, Ameriprise Financial, Inc. (the “Company”) announced that David K. Stewart, Senior Vice President, Controller, and Principal Accounting Officer, will retire during the second quarter of 2019. On May 20, 2019, the Company announced that Mr. Stewart will retire as the Company’s Senior Vice President, Controller, and Principal Accounting Officer as of May 31, 2019. On May 20, 2019, the Company also announced that John R. Hutt will be appointed as the Company’s Senior Vice President, Corporate Finance, Controller, and Principal Accounting Officer on June 3, 2019.

    Read the 8-K filing
13. Jan 14, 2019

    On January 9, 2019, Ameriprise Financial, Inc. (the “Company”) announced that David K. Stewart, Senior Vice President, Controller, and Principal Accounting Officer, will retire during the second quarter of 2019. Mr. Stewart will continue to serve as the Company’s Senior Vice President, Controller, and Principal Accounting Officer until his retirement. 2

    Read the 8-K filing
14. Sep 7, 2016

    On September 6, 2016, upon the recommendation of its Nominating and Governance Committee, the Board of Directors (“Board”) of Ameriprise Financial, Inc. (“Company”) appointed Christopher J. Williams (“Appointee”) as a director of the Company effective as of September 6, 2016. The Board has not made a determination regarding any committee assignments for Mr. Williams. Mr. Williams, 58, is chairman, chief executive officer and founder of The Williams Capital Group, L.P., a financial services firm that provides equity, fixed income, corporate finance and other financial advisory related services to corporate, governmental and municipal investors. Mr. Williams established the firm in 1994 after working in fixed income and trading positions at Lehman Brothers and Jefferies & Company. Mr.

    Read the 8-K filing

Proxy statements (DEF 14A): 2026 · 2025 · 2024 · 2023 · 2022 · 2021

From the company's 10-K XBRL data (SEC companyfacts).

People who stopped filing as an insider of this company. “Last filing” is the last Form 3/4/5, an upper bound on when they left.