Raymond James Financial

Current directors and officers who also hold a role at another S&P 500 company.

• Anne GatesKR · DirectorTPR · Director
• Art A. GarciaAEP · Director
• Jeffrey N. EdwardsAWK · Director
• Mark W. BegorEFX · CEO
• Marlene DebelMET · Officer
• Paul C. ReillyWTW · Director
• Raj SeshadriMA · Officer

Latest Schedule 13D/13G filing per holder. Holders that reported falling below 5% are not shown. Index funds usually report once a year.

No 5% holder filings parsed yet for this company.

Open-market purchases and sales reported on Form 4. Grants, option exercises and tax withholding are excluded.

Every 8-K with Item 5.02 (departure, election or appointment of directors and officers). The text is the first paragraph of the item.

1. Sep 1, 2026

   Appointment of New Director (d) On August 27, 2026, the Board of Directors (“Board”) of Raymond James Financial, Inc. (“Company”) appointed William W. Weatherford, age 46, as a director, effective December 15, 2026. In connection therewith, Mr. Weatherford was also appointed to the Board’s Audit Committee and its Risk Committee. The Board has affirmatively determined that Mr. Weatherford is an independent director. Mr. Weatherford serves as the managing partner of Weatherford Capital, a family-owned private investment firm, since its founding in 2015. Prior to the founding of Weatherford Capital, Mr. Weatherford served in the Florida Legislature from 2006 until 2014, including as the 84 th Speaker of the Florida House of Representatives from 2012. He currently serves as a director of Dream Finders Homes, Inc.

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2. May 23, 2025

   Appointment of New Director (d) On May 21, 2025, the Board of Directors (“Board”) of Raymond James Financial, Inc. (“Company”) appointed Mark W. Begor, age 66, as a director, effective immediately. In connection therewith, Mr. Begor was also appointed to the Board’s Audit Committee and to its Risk Committee. The Board has affirmatively determined that Mr. Begor is an independent director. Mr. Begor has served as Chief Executive Officer of Equifax Inc. and a member of its Board of Directors since April 2018. Before joining Equifax, Mr. Begor served as a Managing Director in the Industrial and Business Services group at Warburg Pincus, a global private equity investment firm, from June 2016. Previously, Mr. Begor spent 35 years in a variety of operating and financial roles of increasing responsibility at General Electric Company, a global industrial and financial services company. Mr.

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3. Feb 26, 2025

   In accordance with Raymond James Financial, Inc.’s (the “Company”) previously disclosed leadership succession plan, effective at the close of the Annual Shareholders Meeting of the Company on February 20, 2025, Paul C. Reilly stepped down from the chief executive officer (“CEO”) role and was appointed Executive Chair of the Board of Directors. As previously disclosed, Paul M. Shoukry simultaneously assumed the role of CEO, and Jeffrey N. Edwards continues to serve as Lead Independent Director. The information required by Item 401(b), (d) and (e), and Item 404(a), of Regulation S-K, is set forth in the Company’s Proxy Statement for the Annual Shareholders Meeting held on February 20, 2025, as filed with the Securities and Exchange Commission on January 8, 2025. In connection with the above, the Board approved a reduction in Mr.

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4. Feb 24, 2025

   On February 20, 2025, the Compensation and Talent Committee of the Company’s Board of Directors (“Committee”) approved new compensation for Mr. Shoukry in connection with his appointment as CEO, consisting of (i) an increase to Mr. Shoukry’s 2025 annual base salary from $500,000 to $750,000, effective March 1, 2025, and (ii) an award of Restricted Stock Units (“RSUs”) in an aggregate value of $5 million, to be granted effective February 20, 2025, consisting of (a) an award of time-vesting RSUs in the amount of $2.5 million which will vest 60% on the third, and 20% each on the fourth and fifth anniversaries of the grant date, and (b) an award of performance-vesting RSUs (“PRSUs”) in the amount of $2.5 million. The PRSUs will vest — if at all — on the third anniversary of the grant date.

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5. Dec 9, 2024

   On December 3, 2024, Raymond James Financial, Inc. (the “Company”) announced that, in accordance with its previously-disclosed leadership succession plan, Paul C. Reilly, Chair of the Board of Directors (“Board”) and Chief Executive Officer (“CEO”), would step down as CEO, effective at the close of the Annual Shareholders Meeting of the Company to be held on February 20, 2025 and transition to an Executive Chair role for a period to be determined by the Board. Jeffrey N. Edwards will continue to serve as Lead Independent Director. In addition, on December 3, 2024, the Board unanimously appointed President and director Paul M. Shoukry (41) to serve as CEO of the Company, effective upon Mr. Reilly’s transition. In his role as President, Mr. Shoukry has been working closely with each of the Company’s business unit heads on numerous strategic and operational matters.

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6. Sep 4, 2024

   (c) On August 30, 2024, Raymond James Financial, Inc. (the “Company”) appointed Ms. Katherine H. Larson (44) as the Company’s Chief Accounting Officer, effective October 1, 2024. Ms. Larson joined the Company in 2016 in the Financial Reporting group, where she served in a variety of roles of increasing responsibility, including oversight of financial reporting for the Company’s private client group and capital markets business units, as well as the Company’s SEC reporting and Accounting Policy functions. She became Controller in 2023. She is a member of the Company’s Operating Committee, Disclosure Committee, Accounting Policy Committee, Proprietary Capital Committee and Raymond James & Associates Asset-Liability Committee. Prior to joining the Company, Ms. Larson was a Vice President in the Finance division at Goldman Sachs. She started her career at Ernst & Young. Ms.

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7. May 24, 2024

   Appointment of Chief Financial Officer (c) On May 21, 2024, the Board of Directors (“Board”) of Raymond James Financial, Inc. (“Company”) appointed Senior Vice President and Chief Accounting Officer Jonathan W. (“Butch”) Oorlog, Jr., age 60, as Chief Financial Officer, effective October 1, 2024 (the “Effective Date”). Mr. Oorlog has served as Chief Accounting Officer since January 2023, and previously as Controller since September 2020. He will continue to serve as principal accounting officer. Mr. Oorlog will thereby succeed President Paul M. Shoukry in the role of chief financial officer as part of a planned transition in which it is expected that Mr. Shoukry will be appointed chief executive officer of the Company. Mr. Oorlog joined the Company in 2004 as chief financial officer for Raymond James Tax Credit Funds, Inc.

   Read the 8-K filing
8. Mar 20, 2024

   President On March 19, 2024, the Board of Directors of Raymond James Financial, Inc. (the “Company”) appointed Chief Financial Officer Paul M. Shoukry (40) as President of the Company, effective March 19, 2024. The Company noted that it expects Mr. Shoukry to be named Chief Executive Officer upon Paul C. Reilly’s eventual retirement from the role following a transition period. Mr. Shoukry will continue to serve as Chief Financial Officer until he assumes the role of Chief Executive Officer. In his role as Chief Financial Officer, Mr. Shoukry is responsible since January 2020 for the overall financial management of the company, including balance sheet management, financial reporting, investor relations, corporate development, corporate tax, cash management, regulatory reporting, and financial planning and analysis.

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9. Dec 5, 2023

   (b) On November 29, 2023, Thomas A. James, a director and Chairman Emeritus of the Board of Directors (the “Board”) of Raymond James Financial, Inc. (the “Company”), and a member of its Capital Planning Committee, informed the Company that, after 48 years of Board service, he will not stand for re-election to the Board at the Company’s 2024 Annual Shareholders Meeting (the “Annual Meeting”) and that he will retire from service as a director at the conclusion of the Annual Meeting scheduled for February 22, 2024. Mr. James will continue to serve as a director until the end of the Annual Meeting. Mr. James has served as a member of the Board since 1974. Mr. James’ plan to retire is not due to any disagreement with the Company on any matter relating to the Company’s operations, policies or practices. The Board thereupon determined that, effective upon Mr.

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10. Apr 4, 2023

    (d) On April 3, 2023, the Board of Directors (the “Board”) of Raymond James Financial, Inc. (the “Company”) appointed Art A. Garcia, age 62, and Raymond W. McDaniel, age 65, as new members of the Board, each with terms commencing on April 10, 2023. Mr. Garcia is former Executive Vice President and Chief Financial Officer of Ryder System, Inc. He served as Ryder’s CFO from 2010 until his retirement in April 2019, overseeing finance, audit, strategic sourcing, risk management, investor relations and corporate development and strategy functions. Prior to being named CFO, he was Senior Vice President and Controller for Ryder. Mr. Garcia joined Ryder in 1997 and held several positions of increasing responsibility in accounting, including Group Director of Accounting Services. He began his career with accounting firm Coopers & Lybrand LLP. Mr.

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11. Mar 1, 2023

    (e) On February 23, 2023, the shareholders of Raymond James Financial, Inc. (the “Company”) approved the Raymond James Financial, Inc. Amended and Restated 2012 Stock Incentive Plan, as amended through February 23, 2023 (the “A&R Plan”), in order to (i) increase the maximum number of shares of the Company’s common stock authorized for issuance over the term of the A&R Plan by 18,000,000 shares, from 78,365,916 (1) shares to 96,365,916 shares, and (ii) extend the term of the A&R Plan to February 23, 2033. A copy of the A&R Plan was previously filed as Appendix B to the Company’s Definitive Proxy Statement for the Annual Meeting of Shareholders held on February 23, 2023, filed with the Securities and Exchange Commission on January 11, 2023 (the “Proxy Statement”).

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12. Dec 19, 2022

    (e) On December 15, 2022, the Compensation and Talent Committee (“Committee”) of the Board of Directors of Raymond James Financial, Inc. (“Company”) approved a grant to Paul C. Reilly, the Company’s Chair and Chief Executive Officer (“CEO”), of a special one-time equity retention award, effective December 15, 2022, with a grant date fair value at target of $15 million.

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13. Dec 2, 2022

    On November 30, 2022, the Board of Directors of Raymond James Financial, Inc. (the “Company”) appointed Mr. Jonathan (“Butch”) Oorlog, Jr. (59) as the Company’s Chief Accounting Officer, effective January 1, 2023. Mr. Oorlog currently serves since September 30, 2020 as Senior Vice President and Controller of the Company. Mr. Oorlog joined the Company in 2004 as chief financial officer for Raymond James Tax Credit Funds, Inc. In 2009, he joined the Financial Reporting group, where he served in a variety of roles of increasing responsibility, including oversight of accounting and financial reporting at the Company’s asset management and capital markets business units, as well as the oversight of certain operational accounting functions. From 2012 to 2017 he was also responsible for overseeing the Company’s SEC reporting.

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14. Dec 7, 2021

    On December 2, 2021, John C. Carson, Jr. notified Raymond James Financial, Inc. (the “Company”) of his decision to retire as the Company’s President effective December 31, 2021. He is expected to continue to serve as vice chairman for a period of time to ensure the successful transition of responsibilities. A copy of the press release issued by the Company in connection with the above is attached as Exhibit 99.1 to this Current Report and is incorporated by reference herein.

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15. Feb 23, 2021

    (b) On February 19, 2021, Charles G. von Arentschildt notified the Chairman of the Board of Directors of Raymond James Financial, Inc. (the “Company”) of his resignation from the Board of Directors of the Company, effective immediately, due to personal reasons. Mr. von Arentschildt’s resignation does not relate to any disagreement on matters relating to the Company’s operations, policies or practices or any other matter. Mr. von Arentschildt joined the Board in August 2015, and the Company thanked Mr. von Arentschildt for his dedicated service on the Board. A copy of Mr. von Arentschildt’s letter of resignation is attached hereto as Exhibit 17.1.

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Proxy statements (DEF 14A): 2026 · 2025 · 2024 · 2023 · 2022 · 2021

From the company's 10-K XBRL data (SEC companyfacts).

People who stopped filing as an insider of this company. “Last filing” is the last Form 3/4/5, an upper bound on when they left.