Robinhood Markets

Current directors and officers who also hold a role at another S&P 500 company.

• Jonathan RubinsteinAMZN · Director

Latest Schedule 13D/13G filing per holder. Holders that reported falling below 5% are not shown. Index funds usually report once a year.

No 5% holder filings parsed yet for this company.

Open-market purchases and sales reported on Form 4. Grants, option exercises and tax withholding are excluded.

Every 8-K with Item 5.02 (departure, election or appointment of directors and officers). The text is the first paragraph of the item.

1. Jun 26, 2026

   Appointment of Principal Accounting Officer On June 25, 2026, the Board of Directors of Robinhood Markets, Inc. (the “Company” or “Robinhood”) appointed Dara Bazzano to be the Company’s principal accounting officer, effective as of June 25, 2026. In connection with Ms. Bazzano’s appointment, effective as of June 25, 2026, Shiv Verma, the Company’s Chief Financial Officer (“CFO”), in which capacity he served as the Company’s principal accounting officer and principal financial officer, ceased to serve as the Company’s principal accounting officer. Mr. Verma continues to serve as the Company’s CFO and principal financial officer. Ms. Bazzano, age 58, has been the Company’s Chief Accounting Officer since April 2026 and has responsibilities for the Company’s accounting, tax, financial operations, financial reporting, and internal control functions. Ms.

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2. May 8, 2026

   On May 7, 2026, Robinhood Markets, Inc. (the "Company") determined that Jeffrey Pinner, Chief Technology Officer, would be separating from his position, effective the same day. In connection with the separation, Mr. Pinner will be eligible to receive benefits applicable upon a termination without cause under the Company’s Change in Control and Severance Plan for Key Employees as described in the Company’s proxy statement for the 2026 annual meeting of stockholders.

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3. Mar 24, 2026

   Principal Financial Officer / Principal Accounting Officer Transition As previously disclosed in a Current Report on Form 8-K filed on February 10, 2026, the Board of Directors (the “Board”) of Robinhood Markets, Inc. (the “Company”) appointed Shiv Verma to be its Chief Financial Officer (“CFO”), effective as of the close of business on February 6, 2026. In connection with his assumption of the CFO role, on March 18, 2026, the People and Compensation Committee of the Board determined that Mr. Verma’s base salary will be $600,000 per year and his annual bonus target will be 75% of base salary, and on March 19, 2026, the Board determined that Mr. Verma will receive a promotion grant of restricted stock units with a grant date target value equal to approximately $18 million, with such restricted stock units vesting over a four year period. Mr.

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4. Feb 10, 2026

   Principal Financial Officer / Principal Accounting Officer Transition On February 6, 2026, the Company's Board of Directors (the “Board”) appointed Shiv Verma to be its Chief Financial Officer (“CFO”), effective as of the close of business on February 6, 2026 (in which capacity he will serve as the Company’s principal financial officer and principal accounting officer). Mr. Verma, age 40, has been the Company's Senior Vice President of Finance and Strategy, and Treasurer since 2018 and has responsibilities for the Company’s Finance, Treasury, Corporate Strategy, and Corporate Development teams. As previously disclosed on November 5, 2025, Robinhood’s then-current CFO Jason Warnick has transitioned to an advisory role and will remain employed with the Company until September 1, 2026. There are no arrangements or understandings between Mr.

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5. Nov 5, 2025

   Principal Financial Officer / Principal Accounting Officer Transition On October 30, 2025, Jason Warnick, the Chief Financial Officer (“CFO”) of the Company, informed the Company of his decision to retire from the Company. To facilitate the transition of Mr. Warnick’s role, he will transition from CFO (in which capacity he is the Company’s principal financial officer and principal accounting officer) to an advisory role in the first quarter of 2026 and will remain employed with the Company until September 1, 2026. In connection with Mr. Warnick’s planned retirement, Shiv Verma, the Company's Senior Vice President of Finance and Strategy, and Treasurer, will take over the role of CFO when Mr. Warnick transitions into the advisory role, subject to his appointment by the Company’s Board of Directors. Mr.

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6. Mar 25, 2025

   (d) Appointment of New Director On March 21, 2025, the board of directors (the “Board”) of Robinhood appointed John Hegeman to the Board, effective immediately. The Board also appointed him to serve on the Safety, Risk and Regulatory Committee, commencing concurrently with his Board service. Mr. Hegeman is an independent director, with an initial term expiring at Robinhood’s 2025 annual meeting of stockholders. In connection with Mr. Hegeman’s appointment, the Board increased the number of directors on the Board from nine to ten. Mr. Hegeman will participate in Robinhood’s Non-Employee Director Compensation Program as described under “Director Compensation” in the Company’s Proxy Statement for the 2024 Annual Meeting of Stockholders, which was filed with the Securities and Exchange Commission (“SEC”) on April 26, 2024.

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7. Dec 18, 2024

   (d) Appointment of New Director On December 16, 2024, the board of directors (the “Board”) of Robinhood Markets, Inc. (the “Company” or “Robinhood”) appointed Christopher Payne to the Board, effective immediately. The Board also appointed him to serve on the Safety, Risk and Regulatory Committee, commencing concurrently with his Board service. Mr. Payne is an independent director, with an initial term expiring at Robinhood’s 2025 annual meeting of stockholders. In connection with Mr. Payne’s appointment, the Board increased the number of directors on the Board from eight to nine. Mr. Payne will participate in Robinhood’s Non-Employee Director Compensation Program as described under “Director Compensation” in the Company’s Proxy Statement for the 2024 Annual Meeting of Stockholders, which was filed with the Securities and Exchange Commission (“SEC”) on April 26, 2024 .

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8. Mar 21, 2024

   Appointment of New Director On March 20, 2024, the board of directors (the “Board”) of Robinhood Markets, Inc. (the “Company” or "Robinhood") appointed Susan Segal to the Board, effective March 21, 2024. The Board also appointed her to serve on the Nominating and Corporate Governance Committee and the Safety, Risk and Regulatory Committee, commencing concurrently with her Board service. Ms. Segal is an independent director, with an initial term expiring at Robinhood’s 2024 annual meeting of stockholders. In connection with Ms. Segal’s appointment, the Board increased the number of directors on the Board from eight to nine. Ms.

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9. Mar 15, 2023

   On March 10, 2023, Gretchen Howard, the Chief Operating Officer of Robinhood Markets, Inc. (the “Company”), informed the Company of her desire to retire from the Company at the end of 2023. Ms. Howard will transition to an advisory role on April 3, 2023 to support certain special projects for the CEO and will remain employed with the Company until January 1, 2024. Ms. Howard and the Company have entered into a letter agreement to reflect such transition, a copy of which is filed as Exhibit 10.1 to this Current Report on Form 8-K and incorporated herein by reference.

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10. Feb 8, 2023

    Cancellation of 2021 Market-Based Restricted Stock Units On February 3, 2023, the Company entered into a Restricted Stock Unit Cancellation Agreement and Release (the “Cancellation Agreement”) with each of Vladimir Tenev, the Company’s Co-Founder, President and Chief Executive Officer, and Baiju Bhatt, the Company’s Co-Founder and Chief Creative Officer, the form of which is attached as Exhibit 10.1 to this Current Report on Form 8-K and incorporated herein by reference. The Cancellation Agreement provides for the cancellation of the 22,200,000 and 13,320,000 market-based restricted stock units granted to Mr. Tenev and Mr. Bhatt, respectively, on May 21, 2021 (the “2021 Market-Based RSUs”).

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11. Aug 2, 2022

    Departure of Chief Product Officer Ms. Chennapragada is stepping down as the Chief Product Officer, effective August 2, 2022, and will remain employed in an advisory role to the CEO or his designee through January 2, 2023. In connection with the August 2022 Restructuring described above, our product teams are being reorganized within the GM structure. Ms. Chennapragada has made invaluable contributions to the Company throughout her employment, including hiring leaders and building teams to develop and launch products to serve our customers and strengthen our business. In recognition of those contributions and pursuant to a separation agreement dated August 1, 2022, Ms.

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12. May 16, 2022

    Director Resignation On May 12, 2022, Scott Sandell notified Robinhood Markets, Inc. (the “Company”) of his resignation as a member of the Company’s Board of Directors (the “Board”), effective that same day. Mr. Sandell’s resignation was not the result of any disagreement between Mr. Sandell and the Company on any matter relating to the Company’s operations, policies, or practices. Effective as of Mr. Sandell’s resignation, the Board appointed Frances Frei as chair of the People and Compensation Committee and reduced the size of the Board from nine to eight directors.

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13. Mar 23, 2022

    Appointment of New Director On March 23, 2022, the board of directors (the “Board”) of Robinhood Markets, Inc. (the “Company”) appointed Meyer “Micky” Malka to the Board, effective immediately. The Board also appointed him to serve on the Safety, Regulatory and Risk Committee, commencing concurrently with his Board service. Mr. Malka is an independent Class II director, with an initial term expiring at Robinhood’s 2023 annual meeting of stockholders. In connection with Mr. Malka’s appointment, the Board increased the number of directors on the Board from eight to nine. Mr. Malka will participate in Robinhood’s Non-Employee Director Compensation Program as described under “Director Compensation” in the Company’s final initial public offering (“IPO”) prospectus, dated July 28, 2021, which was filed with the Securities and Exchange Commission (“SEC”) on July 30, 2021.

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14. Nov 16, 2021

    Director Resignation On November 11, 2021, Jan Hammer notified Robinhood Markets, Inc. ("Robinhood" or "the Company”) of his resignation as a member of the Company’s Board of Directors (the "Board"), effective as of December 31, 2021. Mr. Hammer's resignation was not the result of any disagreement between Mr. Hammer and the Company on any matter relating to the Company’s operations, policies or practices. Appointment of New Director On November 15, 2021, the Board appointed Frances Frei to the Board, effective as of November 15, 2021. The Board also appointed her to serve on the Audit Committee and the People and Compensation Committee, commencing concurrently with her Board service. Professor Frei is a Class II director, with an initial term expiring at Robinhood’s 2023 annual meeting of stockholders.

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15. Oct 21, 2021

    Appointment of New Director On October 19 , 2021, the Board of Directors (the “Board”) of Robinhood Markets, Inc. (“Robinhood”) appointed Dara Treseder to the Board, effective as of November 1, 2021. The Board also appointed her to serve on the People and Compensation Committee and the Nominating and Corporate Governance Committee, commencing concurrently with her Board service. Ms. Treseder will be a Class I director, with an initial term expiring at Robinhood’s 2022 annual meeting of stockholders. In connection with Ms. Treseder’s appointment, the Board increased the number of directors on the Board from seven to eight. Ms. Treseder will participate in Robinhood’s Non-Employee Director Compensation Program as described under “Director Compensation” in the Company’s final IPO prospectus, dated July 28, 2021, which was filed with the Securities and Exchange Commission on July 30, 2021.

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Proxy statements (DEF 14A): 2026 · 2025 · 2024 · 2023 · 2022

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