Person

Charles A. Smith

Chief Risk Officer, Morgan Stanley

Current S&P 500 boards
0
Current roles
1
Open-market buys
$0
Open-market sales
$5.9M

Current roles

From Section 16 filings (Forms 3, 4 and 5) in the last 13 months.

Past roles

“Last filing” is the latest Form 3/4/5 for that company, an upper bound on the end date.

None on record since 2016.

Sits alongside

People who currently share a board or management team with this person.

Open-market trades

Purchases and sales reported on Form 4 at S&P 500 companies.

DateCompanyTypeSharesPriceValue
Jan 20, 2026MSSale8,500$182.08$1.5M
Jul 17, 2025MSSale20,000$140.30$2.8M
Apr 17, 2024MSSale11,200$90.09$1.0M
Jul 19, 2023MSSale5,600$92.41$517K

SEC reporting-owner ID (CIK) 1977796 · all filings on EDGAR

Charles A. Smith (MS) | USBoard