Current roles
From Section 16 filings (Forms 3, 4 and 5) in the last 13 months.
No current S&P 500 role.
Past roles
“Last filing” is the latest Form 3/4/5 for that company, an upper bound on the end date.
- PFGPrincipal Financial GroupEVP, Gen'l Counsel, Secretary10% owner2016 or earlier – last filing Jun 2020
Sits alongside
People who currently share a board or management team with this person.
No current colleagues on record.
Open-market trades
Purchases and sales reported on Form 4 at S&P 500 companies.
| Date | Company | Type | Shares | Price | Value |
|---|---|---|---|---|---|
| Dec 1, 2017 | PFG | Sale | 9,806 | $69.51 | $682K |
| Dec 1, 2017 | PFG | Sale | 40,755 | $69.51 | $2.8M |
| Oct 19, 2017 | PFG | Sale | 10,588 | $68.01 | $720K |
| Oct 18, 2017 | PFG | Sale | 17,082 | $68.00 | $1.2M |
| Jul 10, 2017 | PFG | Sale | 30,500 | $65.00 | $2.0M |
| Jun 12, 2017 | PFG | Sale | 38,105 | $65.05 | $2.5M |
| Feb 9, 2017 | PFG | Sale | 43,410 | $60.04 | $2.6M |
| Oct 28, 2016 | PFG | Sale | 12,832 | $55.00 | $706K |
SEC reporting-owner ID (CIK) 1166872 · all filings on EDGAR