Wabtec

Current directors and officers who also hold a role at another S&P 500 company.

• Juan R. PerezAIG · Director
• Linda S. HartyPH · Director
• Rafael SantanaTRV · Director

Latest Schedule 13D/13G filing per holder. Holders that reported falling below 5% are not shown. Index funds usually report once a year.

No 5% holder filings parsed yet for this company.

Open-market purchases and sales reported on Form 4. Grants, option exercises and tax withholding are excluded.

Every 8-K with Item 5.02 (departure, election or appointment of directors and officers). The text is the first paragraph of the item.

1. Dec 4, 2024

   On December 2, 2024, the Board of Directors (the “Board”) of Westinghouse Air Brake Technologies Corporation (“Wabtec” or the “Company”) elected Juan Perez to the Board, effective January 29, 2025. Mr. Perez will join the class of directors whose term expires in 2025. Mr. Perez will receive compensation in the same manner as Wabtec’s other non-employee directors, as described in Wabtec’s definitive proxy statement on Schedule 14A filed with the Securities and Exchange Commission on April 4, 2024. Effective January 29, 2025, Mr. Perez was also appointed to the Audit Committee, the Governance and Sustainability Committee and the Environmental, Social and Governance Subcommittee of the Governance and Sustainability Committee of the Board. There are no arrangements or understandings between Mr. Perez and any other person pursuant to which Mr. Perez was elected as a member of the Board.

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2. Dec 7, 2022

   Departure of Directors or Certain Executives; Election of Directors; Appointment of Certain Executives; Compensatory Arrangements of Certain Executives. Westinghouse Air Brake Technologies Corporation (the “ Company ”) entered into Severance and Employment Continuation Agreements (each, a Continuation Agreement and collectively, the “ Continuation Agreements ”) with the following individuals who are the Company’s named executive officers from its most recent proxy statement (each, an “ Executive ”) effective December 5, 2022: Rafael Santana President and Chief Executive Officer John Olin Executive Vice President and Chief Financial Officer David DeNinno Executive Vice President, General Counsel and Secretary Pascal Schweitzer President, Freight Services Group Eric Gebhardt Executive Vice President and Chief Technology Officer Each of Messrs.

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3. Jul 1, 2022

   On July 1, 2022, Beverly Babcock was elected to serve as a member of the board of directors of Westinghouse Air Brake Technologies Corporation (“Wabtec”). Ms. Babcock will join the class of directors whose term expires in 2024. Reference is made to the press release filed as Exhibit 99.1 to this Form 8-K, which is incorporated by reference herein. Ms. Babcock will receive compensation in the same manner as Wabtec’s other non-employee directors, as described in Wabtec’s definitive proxy statement on Schedule 14A filed with the Securities and Exchange Commission on April 5, 2022. Ms. Babcock was also appointed to the Audit, Compensation and Talent Management, and Nominating and Corporate Governance Committees of the Board.

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4. May 24, 2022

   On May 18, 2022, Mr. Lee B. Foster and Mr. Michael Howell, each a member of the Board of Directors (the “Board”) of Westinghouse Air Brake Technologies Corporation (the “Company”), retired from the Board.

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5. Apr 6, 2022

   On March 31, 2022, the Board of Directors (the “ Board ”) of Westinghouse Air Brake Technologies Corporation (the “ Company ”) approved an amendment and restatement of the 2011 Stock Incentive Plan (the “ Plan ”). The Plan was last amended and restated in 2020 and approved by the shareholders of the Company on May 15, 2020. The amended and restated Plan replaces automatic vesting of awards upon a “Section 11 Event” (as defined under the Plan) with so-called “double trigger” vesting if awards remain outstanding following a Section 11 Event. If awards remain outstanding (or are assumed or replaced by the surviving entity) following a Section 11 Event and the participant’s employment is terminated without “cause” or for “good reason” (in each case, as defined in the award agreement) during the one-year period following such event, the awards will become fully vested.

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6. Sep 14, 2021

   As previously announced by Westinghouse Air Brake Technologies Corporation (the “Company”) on August 11, 2021, Patrick A. Dugan, Executive Vice President Finance and Chief Financial Officer, will leave the Company to pursue other opportunities, and is expected to do so in the fourth quarter of 2021. On September 9, 2021, the Company and Mr. Dugan entered into a Transition Agreement (the “Agreement”) whereby Mr. Dugan will receive a cash payment of $2,520,000 (two times the sum of his annual salary and his targeted 2021 bonus), reimbursement of certain expenses, accelerated vesting of his outstanding stock option and restricted stock awards, eligibility to receive a pro-rated award of performance units and continued participation in Wabtec’s healthcare plans for 24 months. The Agreement also includes customary release, non-competition and non-solicitation provisions.

   Read the 8-K filing
7. Aug 12, 2021

   On August 11, 2021, Westinghouse Air Brake Technologies Corporation (the “Company”) announced that Patrick A. Dugan, Executive Vice President Finance and Chief Financial Officer, is leaving the Company to pursue other opportunities. On August 9, 2021, the Company’s Board of Directors (the “Board”) appointed John A. Olin, 60, to succeed Mr. Dugan, effective October 1, 2021 (the “Effective Date”). Mr. Olin will join Wabtec as Executive Vice President and Chief Financial Officer of the Company. As such, Mr. Olin will be the Company’s principal financial officer and principal accounting officer as of the Effective Date. Mr. Olin served as Senior Vice President and Chief Financial Officer of Harley-Davidson Motor Company (“Harley-Davidson”) from September 2009 through July 2020, having previously served as Harley-Davidson’s Vice President and Controller since joining Harley-Davidson in 2003.

   Read the 8-K filing
8. Jul 8, 2021

   On July 8, 2021, Byron Foster was elected to serve as a member of the board of directors of Westinghouse Air Brake Technologies Corporation (“Wabtec”). Mr. Foster will join the class of directors whose term expires in 2023. Reference is made to the press release filed as Exhibit 99.1 to this Form 8-K, which is incorporated by reference herein. Mr. Foster will receive compensation in the same manner as Wabtec’s other non-employee directors, as described in Wabtec’s definitive proxy statement on Schedule 14A filed with the Securities and Exchange Commission on April 7, 2021. Mr. Foster was also appointed to the Compensation and Audit Committees of the Board. Mr. Foster serves as the President, Light Vehicle Drive Systems of Dana Inc. Wabtec, Dana Inc. and their affiliates engage in routine business transactions.

   Read the 8-K filing
9. May 21, 2021

   On May 19, 2021, Erwan Faiveley, a member of the Board of Directors (the “Board”) of Westinghouse Air Brake Technologies Corporation (the “Company”), retired from the Board, as previously disclosed in the Current Report on Form 8-K filed by the Company on February 18, 2021 (the “Prior Form 8-K”). The information required by

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10. Feb 18, 2021

    On February 11, 2021, Erwan Faiveley notified the Board of Directors (the “Board”) of Westinghouse Air Brake Technologies Corporation (the “Company”) that he will not stand for re-election as a Director of the Company at the end of his current term and will retire from the Board effective as of the Company’s 2021 annual meeting of stockholders. A copy of the Company’s press release relating to the retirement of Mr. Faiveley is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

    Read the 8-K filing
11. Dec 10, 2020

    On December 7, 2020, Lee C. Banks was elected to serve as a member of the board of directors of Westinghouse Air Brake Technologies Corporation (“Wabtec”). Mr. Banks will join the class of directors whose term expires in 2023. Reference is made to the press release filed as Exhibit 99.1 to this Form 8-K, which is incorporated by reference herein. Mr. Banks will receive compensation in the same manner as Wabtec’s other non-employee directors, as described in Wabtec’s definitive proxy statement on Schedule 14A filed with the Securities and Exchange Commission on April 3, 2020. Mr. Banks was also appointed to the Compensation and Nominating and Corporate Governance Committees of the Board. Mr. Banks serves as the President and Chief Operating Officer of Parker Hannifin Corporation. Wabtec, Parker Hannifin and their affiliates engage in routine business transactions.

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12. Aug 4, 2020

    On August 3, 2020, Scott E. Wahlstrom announced that he has decided to step down from his role as Wabtec’s Chief Human Resources Officer later this year after nearly 30 years of service to the Company.

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13. May 20, 2020

    Board and Management Appointments On May 14, 2020, the Board of Directors (the “Board”) of Westinghouse Air Brake Technologies Corporation (the “Company”) appointed Albert J. Neupaver to the position of Chairman of the Company’s Board, effective July 1, 2020. Mr. Neupaver served as Executive Chairman for the past two years, and had previously served as Executive Chairman from May 2014 to May 2017. Additionally, Mr. Neupaver served as Chairman of the Board of the Company from May 2017 to May 2018, and May 2013 to May 2014. Reference is made to the press release filed as Exhibit 99.1 to this Form 8-K, which is incorporated by reference herein. On May 15, 2020, Board members Philippe Alfroid and Emilio A. Fernandez retired from the Board, as previously disclosed on Form 8-K filed February 13, 2020. The information required by

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14. May 7, 2020

    On May 6, 2020, the Company and Rafael Santana, its President and CEO, signed a severance agreement. The material terms of the agreement are substantially the same as the February 25, 2019 summary of employment terms by which Mr. Santana joined the Company following the GE Transportation merger, except that upon termination of Mr. Santana’s employment by the Company other than for “cause” (as defined) or by Mr. Santana for “good reason” (as defined) Mr. Santana will be entitled to severance benefits equal to 200% of the sum of his then-current annual base salary and target annual bonus amount, plus accrued compensation and continued medical benefits for two years. In addition, the Company and Mr. Santana signed a change-in-control continuation agreement in substantially the form signed by other Company senior executives.

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15. Feb 13, 2020

    On February 7, 2020, each of Emilio A. Fernandez and Philippe Alfroid notified the Board of Directors (the “Board”) of Westinghouse Air Brake Technologies Corporation (the “Company”) that he will not stand for re-election as a Director of the Company at the end of his current term and will retire from the Board effective as of the Company’s 2020 annual meeting of stockholders. A copy of the Company’s press release relating to the retirement of Messrs. Fernandez and Alfroid is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

    Read the 8-K filing

Proxy statements (DEF 14A): 2026 · 2025 · 2024 · 2023 · 2022 · 2021

From the company's 10-K XBRL data (SEC companyfacts).

People who stopped filing as an insider of this company. “Last filing” is the last Form 3/4/5, an upper bound on when they left.