Lumentum

Current directors and officers who also hold a role at another S&P 500 company.

• Michael E. HurlstonFLEX · Director
• Trent ThadON · CFO

Latest Schedule 13D/13G filing per holder. Holders that reported falling below 5% are not shown. Index funds usually report once a year.

No 5% holder filings parsed yet for this company.

Open-market purchases and sales reported on Form 4. Grants, option exercises and tax withholding are excluded.

Every 8-K with Item 5.02 (departure, election or appointment of directors and officers). The text is the first paragraph of the item.

1. Nov 2, 2026

   On November 1, 2026, the Company entered into a reimbursement and indemnification agreement (a “Tax reimbursement agreement”) with the Company’s Chief Executive Officer, Michael Hurlston, pursuant to which, in connection with the Merger, (i) the Company and Mr. Hurlston will cooperate in good faith with respect to the implementation of strategies intended to mitigate the effects of Section 280G of the Internal Revenue Code of 1986, as amended (the “Code”), and (ii) in the event that the implementation of any such strategies results in excess incremental tax or other liabilities to Mr. Hurlston or excise tax under Section 4999 of the Code is still owed by Mr. Hurlston after the implementation of such strategies, the Company will provide Mr. Hurlston with a payment that would place Mr. Hurlston in the same after-tax position that he would have been in if the excise tax did not apply.

   Read the 8-K filing
2. Jul 30, 2026

   On July 27, 2026, Vincent Retort, Executive Vice President, Global Reliability & Quality of Lumentum Holdings Inc. (the “Company”), informed the Company of his planned retirement from the Company, effective in October 2026. Mr. Retort has agreed to provide consulting services to the Company for a two-year term following his retirement (the “Consulting Term”). In exchange for Mr. Retort’s services, his outstanding equity awards will continue to vest during the Consulting Term in accordance with their existing vesting schedules, provided that he remains as a service provider to the Company.

   Read the 8-K filing
3. Jan 5, 2026

   On December 29, 2025, Matthew Sepe, Chief Accounting Officer and Senior Vice President, Finance of Lumentum Holdings Inc. (the “Company”), informed the Company of his planned retirement from the Company. Mr. Sepe will serve as the Company’s Senior Vice President, Finance until his retirement in fall 2026 and will step down as the Company’s Chief Accounting Officer effective as of the later of (i) February 6, 2026 and (ii) the date upon which the Company files its Quarterly Report on Form 10-Q for the three months ended December 27, 2025 (such date, the “Effective Date”). In connection with Mr. Sepe’s retirement, the Board has appointed Eric Chang, who recently joined the Company as Senior Vice President, Finance, as Chief Accounting Officer effective upon the Effective Date. Mr.

   Read the 8-K filing
4. Dec 15, 2025

   On December 15, 2025, the board of directors (the “Board”) of Lumentum Holdings Inc. (the “Company”) appointed Thad Trent to serve as a member of the Board, effective immediately. Concurrent with his appointment to the Board, Mr. Trent was also appointed to serve on the Audit Committee of the Board. Mr. Trent will serve an initial term of office expiring at the Company’s 2026 annual meeting of stockholders and until his successor is duly elected and qualified. The Company announced Mr. Trent’s appointment in a press release, which is attached as Exhibit 99.1. Mr. Trent, 58, has served as Executive Vice President and Chief Financial Officer at ON Semiconductor Corporation (onsemi), a semiconductor supplier of power and sensing solutions, since February 2021. Prior to onsemi, Mr.

   Read the 8-K filing
5. Nov 24, 2025

   As indicated below, on November 19, 2025, the stockholders of Lumentum Holdings Inc. (the “Company”) approved the 2025 Equity Incentive Plan (the “2025 Plan”), including the reservation of shares of the Company’s common stock for issuance thereunder. The Company’s board of directors previously approved the 2025 Plan subject to stockholder approval. A detailed summary of the 2025 Plan is set forth in the Company’s proxy statement for its 2025 Annual Meeting of Stockholders (the “2025 Annual Meeting”) filed with the Securities and Exchange Commission on October 7, 2025 (the “2025 Proxy Statement”). A copy of the 2025 Plan is filed herewith as Exhibit 10.1.

   Read the 8-K filing
6. Feb 3, 2025

   On February 3, 2025, the Company announced that the Company’s board of directors (the “Board”) had appointed Michael Hurlston as President and Chief Executive Officer of the Company, effective as of 12:00 a.m. Pacific Time on February 7, 2025. Mr. Hurlston will succeed Alan Lowe, the Company’s President and Chief Executive Officer, who is stepping down as President and CEO effective as of immediately prior to 12:00 a.m. Pacific Time on February 7, 2025. Mr. Lowe will remain on the Board until the end of the Company’s fiscal year 2025 and will serve as an advisor to the Company until December 15, 2025. Mr. Hurlston has also been appointed to the Board effective as of 12:00 a.m. Pacific Time on February 7, 2025. Mr.

   Read the 8-K filing
7. Dec 12, 2024

   On December 7, 2024, the board of directors (the “Board”) of Lumentum Holdings Inc. (the “Company”) appointed Paul Lundstrom to serve as a member of the Board, effective immediately. Concurrent with his appointment to the Board, Mr. Lundstrom was also appointed to serve on the Audit Committee of the Board. Mr. Lundstrom will serve an initial term of office expiring at the Company’s 2025 annual meeting of stockholders and until his successor is duly elected and qualified. The Company announced Mr. Lundstrom’s appointment in a press release, which is attached as Exhibit 99.1. Mr. Lundstrom, 49, has served as Chief Financial Officer at Copeland, a global leader in sustainable climate solutions, since August 2024.

   Read the 8-K filing
8. Nov 22, 2024

   As indicated below, on November 20, 2024, the stockholders of Lumentum Holdings Inc. (the “Company”) approved an amendment to the Amended and Restated 2015 Equity Incentive Plan (the “2015 Plan”) to extend the expiration date of the plan for one year until June 23, 2026. The Company’s board of directors previously approved the amended 2015 Plan subject to stockholder approval. A detailed summary of the 2015 Plan is set forth in the Company’s proxy statement for its 2024 Annual Meeting of Stockholders filed with the Securities and Exchange Commission on October 3, 2024 (the “2024 Proxy Statement”). A copy of the 2015 Plan, as amended, is filed herewith as Exhibit 10.1.

   Read the 8-K filing
9. Feb 27, 2024

   On February 23, 2024, Judy G. Hamel, Senior Vice President, General Counsel and Secretary of Lumentum Holdings Inc. (the “Company”), informed the Company that she would be retiring as General Counsel and Secretary following the appointment of her successor. Ms. Hamel’s intention to retire does not reflect any disagreement with the Company. Ms. Hamel will remain employed by the Company for a period of time to assist in the transition.

   Read the 8-K filing
10. Nov 21, 2023

    As indicated below, on November 17, 2023, the stockholders of Lumentum Holdings Inc. (the “Company”) approved an amendment to the Amended and Restated 2015 Equity Incentive Plan (the “2015 Plan”) to increase the number of shares of the Company’s Common Stock reserved for issuance by an additional 3,000,000 shares. The Company’s board of directors previously approved the amended 2015 Plan subject to stockholder approval. A detailed summary of the 2015 Plan is set forth in the Company’s proxy statement for its 2023 Annual Meeting of Stockholders filed with the Securities and Exchange Commission on September 22, 2023 (the “2023 Proxy Statement”). A copy of the 2015 Plan, as amended, is filed herewith as Exhibit 10.1.

    Read the 8-K filing
11. Feb 24, 2023

    On February 22, 2023, the board of directors (the “Board”) of Lumentum Holdings Inc. (the “Company”) appointed Pamela Fletcher to serve as a member of the Board, effective February 22, 2023. Concurrent with her appointment to the Board, Ms. Fletcher was also appointed to serve on the Audit Committee of the Board. Ms. Fletcher will serve an initial term of office expiring at the Company’s 2023 annual meeting of stockholders and until her successor is duly elected and qualified. The Company announced Ms. Fletcher’s appointment in a press release, which is attached as Exhibit 99.1. Ms. Fletcher, 56, is currently Senior Vice President, Chief Sustainability Officer & Corporate Innovation at Delta Air Lines, Inc., where she leads Delta’s Sustainability and Innovation organizations in service of the company’s net-zero future.

    Read the 8-K filing
12. Nov 21, 2022

    As indicated below, on November 16, 2022, the stockholders of Lumentum Holdings Inc. (the “Company”) approved amendments to the Amended and Restated 2015 Equity Incentive Plan (the “2015 Plan”) to (i) increase the number of shares of Common Stock reserved for issuance by an additional 900,000 shares and (ii) expressly state that the plan administrator may allow awards to continue to vest after the termination of a participant’s service (to permit the implementation of certain protections for termination due to death, disability and retirement). The Company’s board of directors previously approved the amended 2015 Plan subject to stockholder approval. A detailed summary of the 2015 Plan is set forth in the Company’s proxy statement for its 2022 Annual Meeting of Stockholders filed with the Securities and Exchange Commission on September 28, 2022.

    Read the 8-K filing
13. Nov 23, 2021

    As indicated below, on November 19, 2021, the stockholders of the Company approved amendments to the Amended and Restated 2015 Equity Incentive Plan (the “2015 Plan”) to (i) increase the number of shares reserved for issuance under the 2015 Plan by an additional 3,000,000 shares and (ii) make certain other changes to reflect changes in the law and/or good corporate governance practices. The Company’s board of directors previously approved the amended 2015 Plan subject to stockholder approval. A detailed summary of the 2015 Plan is set forth in the Company’s proxy statement for its 2021Annual Meeting of Stockholders filed with the Securities and Exchange Commission on September 30, 2021. A copy of the 2015 Plan, as amended, is filed herewith as Exhibit 10.1

    Read the 8-K filing
14. Jun 8, 2021

    On June 2, 2021, the board of directors (the “Board”) of Lumentum Holdings Inc. (the “Company”) appointed Isaac H. Harris to serve as a member of the Board, effective on June 2, 2021. Mr. Harris will serve an initial term expiring at the Company’s 2021 annual meeting of stockholders (the “Annual Meeting”) and until his successor is duly elected and qualified. He is expected to be nominated for election at the Annual Meeting. The Company announced Mr. Harris’s appointment in a press release, which is attached as Exhibit 99.1. In accordance with the Company’s Outside Director Compensation Policy, the terms of which were described in the Company’s proxy statement for its 2020 annual meeting of stockholders, Mr. Harris will be entitled to cash and equity compensation for his service on the Board. Mr.

    Read the 8-K filing
15. Nov 24, 2020

    On November 19, 2020, the Board appointed Ms. Janet Wong to its Audit Committee, having previously determined that she satisfies the applicable requirements of the Securities and Exchange Commission and NASDAQ to serve on such committee.

    Read the 8-K filing

Proxy statements (DEF 14A): 2026 · 2025 · 2024 · 2023 · 2023 · 2022

From the company's 10-K XBRL data (SEC companyfacts).

People who stopped filing as an insider of this company. “Last filing” is the last Form 3/4/5, an upper bound on when they left.