Broadridge Financial Solutions

Current directors and officers who also hold a role at another S&P 500 company.

• Amit ZaveryNOW · Officer
• Christopher John PerryVRSK · Director
• Timothy C. GokeyCHRW · Director

Latest Schedule 13D/13G filing per holder. Holders that reported falling below 5% are not shown. Index funds usually report once a year.

No 5% holder filings parsed yet for this company.

Open-market purchases and sales reported on Form 4. Grants, option exercises and tax withholding are excluded.

Every 8-K with Item 5.02 (departure, election or appointment of directors and officers). The text is the first paragraph of the item.

1. Jun 10, 2026

   (d) On June 9, 2026, the Board of Broadridge Financial Solutions, Inc. approved an increase in the Board size from nine members to 10 members and appointed Todd Diganci to the Company’s Board of Directors, effective August 1, 2026. Following the appointment, eight of the 10 Board members are independent, including the Chairperson, Eileen K. Murray. Mr. Diganci will serve on the Audit Committee of the Board. Mr. Diganci served as Executive Vice President, Chief Financial Officer, and Chief Administrative Officer of the Financial Industry Regulatory Authority (FINRA) from 2017 to June 2026. In this capacity, he provided enterprise-wide financial and administrative stewardship for one of the foundational regulatory institutions anchoring the U.S. securities markets.

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2. Feb 3, 2026

   (b) On February 2, 2026, Brett Keller notified Broadridge Financial Solutions, Inc. (“Broadridge” or the “Company”) of his decision to resign as a director from the Board of Directors (the “Board”) of the Company, effective April 30, 2026. Mr. Keller advised the Company that his decision did not result from any disagreement with the Company, its management or the Board on any matter, whether related to the Company’s operations, policies, practices or otherwise. (d) On February 2, 2026, the Board of Broadridge Financial Solutions, Inc. approved an increase in the Board size from eight members to 10 members and appointed Trish Mosconi and Christopher Perry to the Company’s Board of Directors, effective February 2, 2026. Following the appointment, eight of the 10 Board members are independent, including the Chairperson, Eileen K. Murray. Ms.

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3. Dec 16, 2024

   (c) On December 16, 2024, Broadridge Financial Solutions, Inc. (“Broadridge” or the “Company”) issued a press release announcing the appointment by the Broadridge Board of Directors (the “Board”) of Ashima Ghei as its Corporate Vice President and Chief Financial Officer, effective immediately. Ms. Ghei will serve as the Company’s principal financial officer and principal accounting officer. There is no arrangement or understanding between Ms. Ghei and any other person pursuant to which she was selected as the Company’s Chief Financial Officer. There are no family relationships between Ms. Ghei and any director or executive officer of the Company. Ms. Ghei is not a party to any transaction in which the Company is a participant. A summary of the material terms and conditions of Ms.

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4. Jun 4, 2024

   On May 31, 2024, Edmund Reese, Vice President and Chief Financial Officer of Broadridge Financial Solutions, Inc. (“Broadridge” or the “Company”), informed the Company that he is resigning to pursue other career opportunities, effective June 30, 2024. Mr. Reese’s departure is not based on any disagreement with the Company’s independent auditors or the Company on any matter. Ashima Ghei will serve as Interim Chief Financial Officer of Broadridge, effective July 1, 2024, as the Company conducts a search for a new chief financial officer. Ms. Ghei has served as the chief financial officer of Broadridge’s Investor Communication Solutions segment since January 2022 and is a member of the Company’s Executive Leadership Team. Prior to joining Broadridge, Ms.

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5. Sep 6, 2023

   As part of a leadership transition, Bob Schifellite, President of the Investor Communication Solutions business (“ICS”) of Broadridge Financial Solutions, Inc. (the “Company” or “Broadridge”), will move into an advisory role as Chairman of ICS, effective October 1, 2023. Michael Tae, currently serving as Corporate Vice President, President, Mutual Funds, Retirement, Issuer, and Data & Analytics, and Doug DeSchutter, currently serving as Corporate Vice President, President, Bank-Broker, Customer Communications, and Digital CoE, have been appointed as Co-Presidents of the ICS business, effective October 1, 2023. In their new roles, Mr. Tae and Mr. DeSchutter will be responsible for all aspects of the ICS business segment previously managed by Mr. Schifellite, including the bank broker-dealer, corporate issuer, mutual fund and retirement, and customer communications solutions businesses.

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6. Aug 16, 2022

   (d) On August 11, 2022, the Board of Directors (the “Board”) of Broadridge Financial Solutions, Inc. (“Broadridge” or the “Company”) approved an increase in the Board size from 11 members to 12 members and appointed Eileen K. Murray as an independent member of the Board, effective September 1, 2022. Following the appointment, ten of the 12 Board members are independent, including the Lead Independent Director, Les Brun. Ms. Murray will serve on the Audit Committee and Governance and Nominating Committee of the Board. Ms. Murray is currently the Chair of the Financial Industry Regulatory Authority (FINRA), where she has served on the Board of Governors since 2016. Her term as the Chair and member of the Board of FINRA is ending on August 19, 2022. Ms. Murray was the Co-Chief Executive Officer of Bridgewater Associates from 2009 to 2020.

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7. Aug 10, 2021

   On August 10, 2021, the Board of Directors (the “Board”) of Broadridge Financial Solutions, Inc. (“Broadridge” or the “Company”) unanimously approved an increase in the Board size from 11 members to 12 members and appointed Annette L. Nazareth as an independent member of the Board, effective immediately. Following the appointment, ten of the 12 Board members are independent including the Lead Independent Director, Les Brun. The Board has determined that Ms. Nazareth is an independent director in accordance with the Board’s Corporate Governance Principles and the applicable rules of the New York Stock Exchange and the Securities and Exchange Commission. There is no arrangement or understanding between Ms. Nazareth and any other person or persons pursuant to which Ms.

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8. Jun 8, 2021

   (d) On June 8, 2021, the Board of Directors (the “Board”) of Broadridge Financial Solutions, Inc. (“Broadridge” or the “Company”) unanimously appointed Melvin L. Flowers as an independent member of the Board, effective immediately. Following the appointment, Broadridge’s Board consists of 11 members, nine of whom are independent including the Lead Independent Director, Les Brun. The Board has determined that Mr. Flowers is an independent director in accordance with the Board’s Corporate Governance Principles and the applicable rules of the New York Stock Exchange and the Securities and Exchange Commission. There is no arrangement or understanding between Mr. Flowers and any other person or persons pursuant to which Mr.

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9. Nov 9, 2020

   (c) On November 9, 2020, Broadridge Financial Solutions, Inc. (“Broadridge” or the “Company”) issued a press release announcing the appointment by the Broadridge Board of Directors (the “Board”) of Edmund Reese as its Corporate Vice President and Chief Financial Officer, effective November 30, 2020. Mr. Reese has accepted an offer to act in this role and will serve as the Company’s principal financial officer and principal accounting officer beginning on November 30, 2020. There is no arrangement or understanding between Mr. Reese and any other person pursuant to which he was selected as the Company’s Chief Financial Officer. There are no family relationships between Mr. Reese and any director or executive officer of the Company. Mr. Reese is not a party to any transaction in which the Company is a participant. A summary of the material terms and conditions of Mr.

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10. Aug 6, 2020

    Appointment of Interim Chief Financial Officer On August 4, 2020, the Board of Directors (the “Board”) of Broadridge Financial Solutions, Inc. (the “Company”) appointed Matthew Connor to serve as Interim Chief Financial Officer of the Company effective September 1, 2020, as the Company conducts a search for a new chief financial officer. In this role, Mr. Connor will serve as the Company’s interim principal financial officer and interim principal accounting officer. Mr. Connor, age 53, has served as the chief financial officer of the Company’s Global Technology and Operations business since 2015. Prior to this, Mr. Connor, who joined the Company in 2007, has held a variety of roles in finance and business unit leadership, including leading the Company’s fixed income securities processing business. Prior to joining the Company, Mr.

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11. Jul 9, 2020

    On July 3, 2020, James M. Young, Senior Vice President and Chief Financial Officer of Broadridge Financial Solutions, Inc. (“Broadridge” or the “Company”), informed the Company that he is resigning to pursue other career opportunities, effective August 31, 2020. Mr. Young’s departure is not based on any disagreement with the Company on any matter. Matthew Connor will serve as Interim Chief Financial Officer of Broadridge, effective August 31, 2020, as the Company conducts a search for a new chief financial officer. Mr. Connor has served as the chief financial officer of the Company’s Global Technology and Operations business since 2015.

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12. Jun 10, 2020

    On June 10, 2020, the Broadridge Financial Solutions, Inc. (the “Company”) Board of Directors amended the Company’s Change in Control Severance Plan for Corporate Officers (the “CIC Plan”) to: (i) eliminate the payment of severance benefits in the event a termination of employment occurs during the third year after a Change in Control, (ii) add pro-rata bonuses for the year of termination following a Change in Control equal to the average of the officer’s annual bonuses earned for the two calendar years prior to the calendar year in which the Qualifying Termination (as defined in the CIC Plan) occurs, (iii) include an arbitration clause, and (iv) update the definitions of “Change in Control” and “Good Reason.” In addition, on June 10, 2020 the Company and Richard J.

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13. Feb 5, 2020

    On February 4, 2020, the board of directors (the “Board”) of Broadridge Financial Solutions, Inc. (the “Company”) appointed Christopher J. Perry as the Company’s President. The appointment is effective on March 2, 2020. Mr. Perry serves as our Corporate Senior Vice President, Global Sales, Marketing and Client Solutions. He oversees all client and market-facing activities globally and is responsible for delivering the Company’s annual sales targets spanning all business units and product lines. Mr. Perry joined the Company in 2014 after more than 25 years of experience in banking, brokerage and financial information services. Most recently, he was Global Managing Director of Risk for the Financial & Risk division of Thomson Reuters.

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14. Sep 27, 2019

    On September 27, 2019, the Board of Directors amended the Company’s Change in Control Severance Plan for Corporate Officers (the “CIC Plan”) to delete the provisions in the CIC Plan relating to accelerated vesting of equity-based compensation awards, with the intention of addressing such accelerated vesting in the applicable equity award agreements under the Company’s 2018 Omnibus Award Plan (the “2018 Omnibus Plan”). The amendment is effective for awards granted more than six months after the date of the amendment unless consented to earlier by the equity award recipient.

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15. Jun 21, 2019

    (d) On June 21, 2019, the Board of Directors (the “Board”) of Broadridge Financial Solutions, Inc. (“Broadridge” or the “Company”) unanimously approved an increase in the Board size from 10 members to 11 members and appointed Amit Zavery as an independent member of the Board, effective immediately. Following the appointment, nine of the 11 Board members are independent including the Lead Independent Director, Les Brun. The Board has determined that Mr. Zavery is an independent director in accordance with the Board’s Corporate Governance Principles and the applicable rules of the New York Stock Exchange and the Securities and Exchange Commission. There is no arrangement or understanding between Mr. Zavery and any other person or persons pursuant to which Mr.

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Proxy statements (DEF 14A): 2026 · 2025 · 2024 · 2023 · 2022 · 2021

From the company's 10-K XBRL data (SEC companyfacts).

People who stopped filing as an insider of this company. “Last filing” is the last Form 3/4/5, an upper bound on when they left.