AES Corporation

Current directors and officers who also hold a role at another S&P 500 company.

• Andres GluskiWM · Director

Latest Schedule 13D/13G filing per holder. Holders that reported falling below 5% are not shown. Index funds usually report once a year.

No 5% holder filings parsed yet for this company.

Open-market purchases and sales reported on Form 4. Grants, option exercises and tax withholding are excluded.

Every 8-K with Item 5.02 (departure, election or appointment of directors and officers). The text is the first paragraph of the item.

1. Sep 16, 2026

   As previously disclosed, effective April 16, 2026, Bernerd Da Santos transitioned from his role as Executive Vice President and President of US & Renewables of The AES Corporation (the “Company” or “AES”) to Chairman of the AES Clean Energy Board and Senior Strategic Advisor to the President of the Company. On September 14, 2026, the Company and Mr. Da Santos determined that Mr. Da Santos would depart from such position and his employment with the Company would terminate effective September 14, 2026. Mr. Da Santos has accepted a position with Fluence Energy, Inc. to serve as Executive Vice President and Chief Operating Officer. In connection with Mr. Da Santos’ departure, the Company entered into a Separation Agreement (the “Separation Agreement”) with him, dated September 14, 2026. Under the terms and conditions of the Separation Agreement, Mr.

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2. Apr 16, 2026

   Transition of Chief Accounting Officer and Appointment of Controller On April 14, 2026, The AES Corporation (the “Company” or “AES”) and Sherry Kohan mutually determined that Ms. Kohan will cease to serve in her role as Senior Vice President and Chief Accounting Officer of the Company, effective May 7, 2026 (the “Effective Date”), and that she will assume the position of Chief Financial Officer of AES’ U.S. Utilities business, effective as of the Effective Date. On April 14, 2026, the Board of Directors (the “Board”) of the Company appointed Aubrey Jarred to serve as Vice President and Controller of AES, and designated her as the Company’s principal accounting officer, effective on the Effective Date. Ms. Jarred, age 40, has served as Managing Director, Technical Accounting Services of AES since 2022.

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3. Mar 2, 2026

   Appointment of New President On March 1, 2026, the Board appointed Ricardo Falú, 46 years old, to serve as the Company’s President, effective March 2, 2026. Previously, he served as Executive Vice President and Chief Operating Officer of the Company, and President of the Company’s New Energy Technologies Strategic Business Unit (“SBU”) from February 2024 to March 1, 2026; Senior Vice President and Chief Operating Officer of the Company from July 2023 to February 2024; Senior Vice President and Chief Strategy and Commercial Officer of the Company from August 2022 to July 2023; President of the Company’s Andes region from January 2022 to August 2022; Chief Executive Officer of AES Andes S.A.

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4. May 9, 2025

   At the Annual Meeting of Stockholders of The AES Corporation (the “Company” or “AES”) held on May 9, 2025 (the “Annual Meeting”), the Company’s stockholders approved The AES Corporation 2025 Equity and Incentive Compensation Plan (the “Plan”). The number of shares of common stock, par value $0.01 per share (“Common Stock”), of the Company authorized for issuance under the Plan is 14,000,000 plus (i) the total number of shares of Common Stock remaining available for awards under The AES Corporation 2003 Long Term Compensation Plan (the “Predecessor Plan”) (but not reserved for outstanding awards under the Predecessor Plan) as of the date of the Annual Meeting plus (ii) the shares of Common Stock that are subject to awards granted under the Predecessor Plan that are forfeited, or subject to awards granted under the Predecessor Plan that are cancelled or forfeited, expire, are settled for c…

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5. Jan 19, 2024

   Election of Directors On January 18, 2024, the Board of Directors (the “Board”) of The AES Corporation (the “Company”) approved the appointment of Mr. Inderpal S. Bhandari to serve as a director on the Board, effective January 18, 2024 . Mr. Bhandari will serve for a term expiring on the date of the Company’s 2024 Annual Meeting of Stockholders and until his successor has been duly elected and qualified, or until his earlier resignation or removal from office. Mr. Bhandari has been appointed to serve as a member of the Company’s Innovation and Technology Committee. Mr. Bhandari has served as Global Chief Data Officer of International Business Machine Corporation (“IBM”), a multinational technology corporation, from December 2015 to July 2023, where he led IBM’s global data strategy.

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6. Jul 24, 2023

   On July 21, 2023, the Board of Directors (the “Board”) of The AES Corporation (“AES” or the “Company”) agreed that Bernerd Da Santos, currently serving as Executive Vice President, Chief Operating Officer (“COO”) and President of AES’ Renewables Strategic Business Unit (“SBU”), will step down from his position as COO, effective July 24, 2023, so that he may focus on his roles as Executive Vice President and President of AES’ Renewables SBU. On July 21, 2023, the Board appointed Ricardo Manuel Falú to serve as AES’ Senior Vice President and COO, effective July 24, 2023. Mr. Falú, age 43, currently serves as AES’ Senior Vice President and Chief Strategy and Commercial Officer, and has held these positions since August 2022. Since March 2023, Mr. Falú has also served as President of the New Energy Technologies SBU. Mr.

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7. Jun 20, 2023

   Election of Directors On June 19, 2023, the Board of Directors (the “Board”) of The AES Corporation (the “Company”) elected Mr. Gerard M. Anderson to the Board, effective July 17, 2023. Mr. Anderson is the former Executive Chairman and Chief Executive Officer of DTE Energy Company. He also served as Chairman of the Edison Electric Institu te. He is currently a Non-Executive Director of The Andersons, Inc. and a member of its Finance and Nominating & Governance Committees. Upon the effective date of his appointment, Mr. Anderson will participate in the non-employee director compensation arrangements described in the Company’s 2023 proxy statement filed with the Securities and Exchange Commission on March 3, 2023. Also, consistent with initial grants previously offered to non-employee directors of the Company, Mr.

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8. Feb 25, 2022

   of the Original 8-K to include additional disclosure regarding subsequent changes to Mr. Coughlin’s compensatory arrangements in connection with his promotion. No other revisions have been made to the Original 8-K, and other than as mentioned in the foregoing sentence, this Amendment does not amend, update, or change any other items or disclosures contained in the Original 8-K.

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9. Jan 26, 2022

   On January 25, 2022, The AES Corporation (the “Company”) and Lisa Krueger mutually determined that Ms. Krueger will cease to serve in her role as the Company’s Executive Vice President and President, U.S. and Utilities SBU on January 25, 2022 in connection with an internal reorganization. She will subsequently serve as a Senior Advisor to the Chief Executive Officer from January 26, 2022 through March 31, 2022, to ensure an orderly transition of her duties. Thereafter, she will continue in a consulting role with the Company for a one-year period from April 1, 2022 through March 31, 2023, at which time she and the Company may mutually determine to extend the consultancy. In connection with Ms.

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10. Sep 22, 2021

    Departure of Chief Financial Officer On September 20, 2021, Gustavo Pimenta, Executive Vice President and Chief Financial Officer of The AES Corporation (the “Company”), notified the Company of his decision to resign from his position to join Vale S.A. as its Chief Financial Officer. Mr. Pimenta will continue to serve as the Company’s Executive Vice President and Chief Financial Officer through October 14, 2021 and will serve as Executive Vice President thereafter until his departure on November 1, 2021. Appointment of Chief Financial Officer On September 21, 2021, the Board of Directors (the “Board”) of the Company appointed Stephen Coughlin to serve as the Company’s Executive Vice President and Chief Financial Officer, effective October 15, 2021. Mr.

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11. Jul 15, 2021

    Election of Directors On July 15, 2021, the Board of Directors (the “Board”) of The AES Corporation (the “Company”) elected Maura Shaughnessy to the Board, effective immediately, and appointed her to the Financial Audit Committee and Innovation and Technology Committee of the Board. Ms. Shaughnessy is a former Global Portfolio Manager at MFS Investment Management (“MFS”). She joined MFS in 1991 and launched MFS’ Utilities Fund, which included utilities, power, telecommunications and energy infrastructure. Under Ms. Shaughnessy’s leadership, the MFS Utilities Fund invested globally across various capital structures. She retired from MFS in 2019. Ms. Shaughnessy graduated with a B.S. in Economics from Colby College and an M.B.A. from the Tuck School of Business at Dartmouth College. She is a Chartered Financial Analyst. Ms.

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12. Mar 1, 2021

    On February 25, 2021, Jeffrey W. Ubben provided notice of his resignation from the Board of Directors (the “Board”) of The AES Corporation (the “Company”) effective immediately. Mr. Ubben has served on the Board since January 2018. Mr. Ubben’s resignation for the Board is not due to any disagreement with the Board or the Company.

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13. Jan 15, 2021

    Election of Directors On January 13, 2021, the Board of Directors (the “Board”) of The AES Corporation (the “Company”) elected Teresa M. Sebastian to the Board, effective immediately, and appointed her to the Compensation Committee, Financial Audit Committee and Innovation and Technology Committee of the Board. Ms. Sebastian is President and Chief Executive Officer of The Dominion Asset Group, an angel investment and venture capital firm. Previously, Ms. Sebastian was the Senior Vice President, General Counsel and Corporate Secretary and led the Internal Audit function, of Darden Restaurants, Inc., from October 2010 to March 2015. Before her time at Darden Restaurants, Ms.

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14. Feb 26, 2020

    Director or officer change (Item 5.02). Open the filing for details.

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15. Jan 8, 2020

    Director or officer change (Item 5.02). Open the filing for details.

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Proxy statements (DEF 14A): 2026 · 2025 · 2024 · 2023 · 2022 · 2021

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